How big is RMB Securities USA Inc.'s plan?

RMB Securities USA Inc.'s plan reported $579K in assets and 6 participants for 2024.

Original filing (PDF)20250701131920NAL0012174433001

RMB Securities USA Inc.

Name: RMB Securities USA Inc. — RMB Securities USA Inc., Form 5500 (2024)
Creator: RMB Securities USA Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

RMB Securities USA Inc. 401(k) Plan

401(k) retirement plan · RMB Securities USA Inc.'s RMB Securities USA Inc. 401(k) Plan held $579K in plan assets for 6 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$579K

Net assets (EOY)

$579K

People on this filing

Shirley Horner signed RMB Securities USA Inc.'s 2024 Form 5500 as plan administrator.

Shirley Horner — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

RMB Securities USA Inc.'s EIN is 86-3557404.

EIN 86-3557404

Plan number 001

Plan year 2024

ACK ID 20250701131920NAL0012174433001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for RMB Securities USA Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

RMB Securities USA Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for RMB SECURITIES USA INC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score