Original filing (PDF)20241014123256NAL0027277841001

EPOCH CAPITAL US LLC

Name: EPOCH CAPITAL US LLC — EPOCH CAPITAL US 401(K) PLAN, Form 5500 (2023)
Creator: EPOCH CAPITAL US LLC

Form 5500-SF

FILING_RECEIVED

EPOCH CAPITAL US 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.1M

Net assets (EOY)

$1.1M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EPOCH CAPITAL US LLC.

Plan sponsor

Name

EPOCH CAPITAL US LLC

EIN

86-2450487

Address

55 BROADWAY · 3RD FLOOR · NEW YORK, NY · 10006

Phone

(312) 560-4990

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2F · ERISA section 404(c)

Service providers (Schedule C)

Small plans don't disclose service providers

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