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Original filing (PDF)20250703084703NAL0000133091001
SECURITY RISK ADVISORS INTL, LLC
Form 5500
FILING_RECEIVED
SECURITY RISK ADVISORS INTL, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
219
Accounts w/ balance
264
Plan assets (EOY)
$18.9M
Net assets (EOY)
$18.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SECURITY RISK ADVISORS INTL, LLC.
Plan sponsor
Name
SECURITY RISK ADVISORS INTL, LLC
EIN
84-4034514
Address
1600 MARKET STREET · SUITE 3000 · PHILADELPHIA, PA · 19103
Phone
(215) 867-9051
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-03
Pension benefit codes
2G · Total participant-directed accounts
3H · Sponsor in controlled / affiliated group
3B · Covers self-employed individuals
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SISTERSON AND CO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $43K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS INC | 42-1129623 | — | ADVISOR | $0 | — |
Investments
23 direct securities · 1 pooled fund· $15.6M(83% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.3M
22 holdings
Mutual Funds
$3.3M
1 holding
Common Collective Trust
$48K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity Freedom Index 2050 Fund Institutional Premium Class | Mutual Funds | — | — | $3.3M | 17.4% | |
| Fidelity Freedom Index 2055 Fund Institutional Premium Class | — | — | — | $2.7M | 14.1% | |
| Fidelity 500 Index Fund | — | — | — | $2.6M | 13.8% | |
| Fidelity Freedom Index 2045 Fund Institutional Premium Class | — | — | — | $1.5M | 8.0% | |
| Fidelity Freedom Index 2025 Fund Institutional Premium Class | — | — | — | $1.5M | 7.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $711K | 3.8% | |
| American Funds American Mutual Fund Class R-4 | — | — | — | $560K | 3.0% | |
| Fidelity Freedom Index 2065 Fund Institutional Premium Class | — | — | — | $500K | 2.6% | |
| JPMorgan Large Cap Growth Fund Class R3 | — | — | — | $365K | 1.9% | |
| MFS Mid Cap Value Fund Class R3 | — | — | — | $324K | 1.7% | |
| American Funds New Perspective Fund Class R-4 | — | — | — | $261K | 1.4% | |
| iShares Russell 2000 Small-Cap Index Fund | — | — | — | $197K | 1.0% | |
| Carillon Eagle Mid Cap Growth Fund | — | — | — | $187K | 1.0% | |
| Notes receivable from participants Interest rates ranging from 4.25 - 9.50% | — | — | — | $175K | 0.9% | |
| Fidelity Freedom Index 2035 Fund Institutional Premium Class | — | — | — | $167K | 0.9% | |
| Fidelity Advisor Total Bond Fund Class A | — | — | — | $155K | 0.8% | |
| Fidelity Freedom Index 2040 Fund Institutional Premium Class | — | — | — | $141K | 0.7% | |
| BlackRock Inflation Protected Bond Fund Institutional Shares | — | — | — | $120K | 0.6% | |
| Alliance Bernstein Small Cap Growth Portfolio Class A | — | — | — | $82K | 0.4% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $48K | 0.3% | |
| Fidelity Freedom Index 2030 Fund Institutional Premium Class | — | — | — | $28K | 0.2% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $21K | 0.1% | |
| American Funds Europacific Growth Fund | — | — | — | $7K | <0.1% | |
| Fidelity Freedom Index Income Fund Institutional Premium Class | — | — | — | $3K | <0.1% |
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