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Original filing (PDF)20251009151911NAL0007200353001
DALLAS PLASTIC SURGERY INSTITUTE, INC.
Form 5500
FILING_RECEIVED
DALLAS PLASTIC SURGERY INSTITUTE, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
121
Accounts w/ balance
140
Plan assets (EOY)
$18.7M
Net assets (EOY)
$18.7M
How this plan invests
This plan
1 pooled trust
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DALLAS PLASTIC SURGERY INSTITUTE, INC..
Plan sponsor
Name
DALLAS PLASTIC SURGERY INSTITUTE, INC.
EIN
75-2404682
Address
9101 N. CENTRAL EXPRESSWAY · SUITE 600 · DALLAS, TX · 752315956
Phone
(214) 515-0002
Industry
Professional & Technical Servicessee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES LLC
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ALEXANDER & WILLIAMS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsBroker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT | — | MILWAUKEE, WI | BROKER/DEALER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS | — | CHICAGO, IL | THIRD PARTY ADMINISTRATO | $0 | — |
Investments
43 direct securities · 1 pooled fund· $36.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$18.7M
43 holdings
Pooled Separate Account
$17.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $17.9M | 95.8% | |
| Vangrd Value Index Fund Adm Mutual Funds n/a | — | — | — | $3.2M | 17.0% | |
| Fid Ttl Mkt Id Fd Mutual Funds n/a | — | — | — | $2.0M | 10.7% | |
| Vangrd Balanced Index Fnd Adm Mutual Funds n/a | — | — | — | $1.3M | 7.2% | |
| CHARLES SCHWAB PCRA Self-Directed Brokerage Accounts n/a | — | — | — | $1.1M | 5.9% | |
| MyCompass Ind Mod 2035 Fd R Common/Collective Trust n/a | — | — | — | $1.1M | 5.8% | |
| Vangrd U.S. Growth Fund Adm Mutual Funds n/a | — | — | — | $1.0M | 5.5% | |
| Vangrd Dev Mkts Index Fd Adm Mutual Funds n/a | — | — | — | $926K | 5.0% | |
| Fidelity Adv Grw Opport Fnd Z Mutual Funds n/a | — | — | — | $905K | 4.8% | |
| Voya Fixed Account (4450) Insurance Company General Account n/a | — | — | — | $865K | 4.6% | |
| American Funds New World R6 Mutual Funds n/a | — | — | — | $639K | 3.4% | |
| BlkRck Global Alloc Fnd K Mutual Funds n/a | — | — | — | $542K | 2.9% | |
| AB Small Cap Grw Port Z Mutual Funds n/a | — | — | — | $527K | 2.8% | |
| MSIF Tr Discovery Portfolio R6 Mutual Funds n/a | — | — | — | $401K | 2.1% | |
| MyCompass Ind Agg 2035 Fd R Common/Collective Trust n/a | — | — | — | $345K | 1.8% | |
| MyCompass Ind Cns 2055 F R Common/Collective Trust n/a | — | — | — | $337K | 1.8% | |
| MyCompass Ind Mod 2055 Fd R Common/Collective Trust n/a | — | — | — | $334K | 1.8% | |
| Undiscoverd Mngrs Bhv Vl F R6 Mutual Funds n/a | — | — | — | $332K | 1.8% | |
| BlackRock Mid-Cap Grw Eq Por K Mutual Funds n/a | — | — | — | $308K | 1.6% | |
| Nuveen Real Estate Sec Sel R6 Mutual Funds n/a | — | — | — | $276K | 1.5% | |
| MyCompass Ind Agg 2045 Fd R Common/Collective Trust n/a | — | — | — | $243K | 1.3% | |
| Baird Aggregate Bond Fund Ins Mutual Funds n/a | — | — | — | $241K | 1.3% | |
| MyCompass Ind Mod 2045 Fd R Common/Collective Trust n/a | — | — | — | $195K | 1.0% | |
| Victory Core Pl Inter Bnd R6 Mutual Funds n/a | — | — | — | $159K | 0.8% | |
| Fidelity Sm Cp Ind Fd Mutual Funds n/a | — | — | — | $156K | 0.8% | |
| American Funds Nw Prspctv R6 Mutual Funds n/a | — | — | — | $137K | 0.7% | |
| PGIM High Yield Fund R6 Mutual Funds n/a | — | — | — | $127K | 0.7% | |
| Vangrd LifeStrat Grw Fd Inv Mutual Funds n/a | — | — | — | $109K | 0.6% | |
| Participant Loans Maturity dates from April 2025 to April n/a | — | — | — | $104K | 0.6% | |
| MyCompass Ind Agg 2065 Fd R Common/Collective Trust n/a | — | — | — | $102K | 0.5% | |
| MyCompass Ind Agg 2055 Fd R Common/Collective Trust n/a | — | — | — | $99K | 0.5% | |
| Vangrd Mid-Cap Index Fund Adm Mutual Funds n/a | — | — | — | $81K | 0.4% | |
| MyCompass Ind Cns Ret Fd R Common/Collective Trust n/a | — | — | — | $78K | 0.4% | |
| Allspg Spec MdCp Vl Fd R6 Mutual Funds n/a | — | — | — | $76K | 0.4% | |
| MyCompass Ind Cns 2045 F R Common/Collective Trust n/a | — | — | — | $74K | 0.4% | |
| MyCompass Ind Mod Ret Fd R Common/Collective Trust n/a | — | — | — | $66K | 0.4% | |
| MyCompass Ind Cns 2035 F R Common/Collective Trust n/a | — | — | — | $51K | 0.3% | |
| DFA Infl-Prot Sec Port Ins Mutual Funds n/a | — | — | — | $36K | 0.2% | |
| John Hanck Disciplined Vl F R6 Mutual Funds n/a | — | — | — | $27K | 0.1% | |
| Vangrd LifeStrat Cns Gr Fd Inv Mutual Funds n/a | — | — | — | $27K | 0.1% | |
| Vangrd Intl Grw Fnd Adm Mutual Funds n/a | — | — | — | $16K | <0.1% | |
| MyCompass Ind Agg Ret Fd R Common/Collective Trust n/a | — | — | — | $16K | <0.1% | |
| PGIM Global Total Return Fd R6 Mutual Funds n/a | — | — | — | $3K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Mutual Funds n/a | — | — | — | $2K | <0.1% |