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Original filing (PDF)20251008125433NAL0009438720001
CASTERS HOLDINGS, LLC
Form 5500
FILING_RECEIVED
SEMASIO 401(K) PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
15
Accounts w/ balance
105
Plan assets (EOY)
$3.4M
Net assets (EOY)
$3.4M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Total Stock Market ETF Exchange traded fund" is 29% of plan.
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASTERS HOLDINGS, LLC.
Plan sponsor
Name
CASTERS HOLDINGS, LLC
EIN
84-2521131
Address
222 SOUTH RIVERSIDE PLAZA · SUITE 1500 · CHICAGO, IL · 60606
Phone
(785) 409-7100
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HALLOWELL 401(K) ASSURANCE, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BETTERMENT FOR BUSINESS, LLC | 47-4872674 | NEW YORK, NY | RECORDKEEPER | $7K | — |
Investments
33 direct securities· $3.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market ETF Exchange traded fund | — | — | — | $981K | 29.2% | |
| Vanguard FTSE Developed Markets Exchange traded fund | — | — | — | $760K | 22.6% | |
| SPDR Portfolio S&P 500 ETF Exchange traded fund | — | — | — | $428K | 12.7% | |
| iShares Core MSCI EAFE ETF Exchange traded fund ** 248 b iShares Core MSCI Emerging Markets ETF Exchange traded fund ** 260 b iShares Core Total US Bond Market ETF Exchange traded fund | — | — | — | $290K | 8.6% | |
| Vanguard FTSE Emerging Markets Exchange traded fund | — | — | — | $274K | 8.1% | |
| SPDR Portfolio S&P 400 Mid Cap Exchange traded fund | — | — | — | $183K | 5.4% | |
| SPDR Portfolio S&P 600 Small Cap ETF Exchange traded fund | — | — | — | $141K | 4.2% | |
| Goldman Sachs ActiveBeta US Large Cap Equity Exchange traded fund | — | — | — | $68K | 2.0% | |
| Vanguard Total International Bond ETF Exchange traded fund | — | — | — | $64K | 1.9% | |
| iShares Emerging Markets USD Bond ETF Exchange traded fund | — | — | — | $58K | 1.7% | |
| SPDR S&P Kensho New Economies Composite ETF Exchange traded fund | — | — | — | $21K | 0.6% | |
| Goldman Sachs ActiveBeta International Equity Exchange traded fund | — | — | — | $14K | 0.4% | |
| iShares MSCI ACWI Low Carbon Target ETF Exchange traded fund | — | — | — | $10K | 0.3% | |
| Goldman Sachs ActiveBeta Europe Equity ETF Exchange traded fund | — | — | — | $9K | 0.3% | |
| iShares 0-5 Year TIPS Bond ETF Exchange traded fund | — | — | — | $7K | 0.2% | |
| Goldman Sachs Access Investment Grade Corporate Bond ETF Exchange traded fund | — | — | — | $7K | 0.2% | |
| Goldman Sachs ActiveBeta Emerging Markets Equity Exchange traded fund | — | — | — | $6K | 0.2% | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF Exchange traded fund | — | — | — | $4K | 0.1% | |
| Goldman Sachs ActiveBeta Japan Equity ETF Exchange traded fund | — | — | — | $4K | 0.1% | |
| Vanguard LongTerm Government Bond Exchange traded fund | — | — | — | $4K | 0.1% | |
| JPMorgan Ultra-Short Income Exchange traded fund | — | — | — | $4K | 0.1% | |
| Goldman Sachs ActiveBeta US Small Cap Equity ETF Exchange traded fund | — | — | — | $4K | 0.1% | |
| Vanguard Short-Term Inflation-Protected Securities ETF Exchange traded fund | — | — | — | $4K | 0.1% | |
| SPDR MSCI EAFE Fossil Fuel Free ETF Exchange traded fund | — | — | — | $3K | <0.1% | |
| Goldman Sachs Access Emerging Markets USD Bond ETF Exchange traded fund | — | — | — | $3K | <0.1% | |
| bGoldman Sachs Access U.S. Aggregate Bond ETF Exchange traded fund | — | — | — | $2K | <0.1% | |
| iShares Trust iShares USD Green Bond ETF Exchange traded fund | — | — | — | $2K | <0.1% | |
| Goldman Sachs Access High Yield Corporate Bond ETF Exchange traded fund | — | — | — | $1K | <0.1% | |
| Goldman Sachs Access Inflation Protected USD Bond ETF Exchange traded fund | — | — | — | $1K | <0.1% | |
| TCW Transform 500 ETF Exchange traded fund | — | — | — | $1K | <0.1% | |
| Goldman Sachs TreasuryAccess 01 Year ETF Exchange traded fund | — | — | — | $1K | <0.1% | |
| SPDR MSCI Emerging Markets Fossil Fuel Free ETF Exchange traded fund | — | — | — | $1K | <0.1% | |
| iShares ESG Aware MSCI USA Small-Cap ETF Exchange traded fund | — | — | — | $1K | <0.1% |
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