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Original filing (PDF)20251014042242NAL0003109648001
EQUUS SOFTWARE LLC
Form 5500
FILING_RECEIVED
EQUUS SOFTWARE LLC 401(K) PS PLAN & TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
100
Accounts w/ balance
175
Plan assets (EOY)
$25.2M
Net assets (EOY)
$25.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EQUUS SOFTWARE LLC.
Plan sponsor
Name
EQUUS SOFTWARE LLC
EIN
84-1499245
Address
390 UNION BLVD · STE 630 · LAKEWOOD, CO · 80228
Phone
(303) 292-4200
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | — | SAN RAFAEL, CA | NONE | $50K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $2K | — |
Investments
27 direct securities · 2 pooled funds· $23.3M(92% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.3M
27 holdings
Common Collective Trust
$1.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $5.6M | 22.4% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $2.7M | 10.7% | |
| Hartford Growth Opportunities Y Hartford 0 | — | — | — | $2.0M | 8.1% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $1.9M | 7.6% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.6M | 6.5% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $1.2M | 5.0% | |
| Victory Sycamore Established Value I Victory 0 | — | — | — | $959K | 3.8% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $926K | 3.7% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $785K | 3.1% | |
| JANUS HENDERSON INTERNATIONAL ALPHA GREAT GRAY TRUST · EIN 38-7275329 / PN 001 | Common Collective Trust | — | — | $764K | 3.0% | |
| JPMorgan Equity Income R6 JP Morgan 0 | — | — | — | $563K | 2.2% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $483K | 1.9% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $447K | 1.8% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $408K | 1.6% | |
| BlackRock High Yield Portfolio K BlackRock 0 | — | — | — | $354K | 1.4% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $350K | 1.4% | |
| PGIM Total Return Bond R6 PGIM 0 | — | — | — | $341K | 1.4% | |
| Carillon Eagle Mid Cap Growth I Carillon 0 | — | — | — | $314K | 1.2% | |
| Janus Henderson Triton N Janus Henderson 0 | — | — | — | $276K | 1.1% | |
| Fidelity Emerging Markets K Fidelity 0 | — | — | — | $267K | 1.1% | |
| GALLIARD RETIREMENT INCOME FD CL 35 GREAT GRAY TRUST · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $260K | 1.0% | |
| PIMCO Income Instl PIMCO 0 | — | — | — | $175K | 0.7% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $159K | 0.6% | |
| Undiscovered Mgrs Behavioral Value R6 Undiscovered 0 | — | — | — | $87K | 0.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $68K | 0.3% | |
| Principal Real Estate Securities Instl Principal 0 | — | — | — | $54K | 0.2% | |
| Principal Diversified Real Asset R6 Principal 0 | — | — | — | $40K | 0.2% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $19K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $6K | <0.1% |