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Original filing (PDF)20230714160402NAL0032572256001
ETF FLOWS LLC
Form 5500-SF
FILING_RECEIVED
ETF FLOWS LLC 401(K) P/S PLAN
401(k) retirement plan
Active participants
30
Accounts w/ balance
26
Plan assets (EOY)
$1.3M
Net assets (EOY)
$1.3M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ETF FLOWS LLC.
Plan sponsor
Name
ETF FLOWS LLC
EIN
83-3613702
Address
1330 AVENUE OF THE AMERICAS STE 12C · NEW YORK, NY · 10019
Phone
(646) 763-2093
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
ETF FLOWS LLC
EIN
83-3613702
City
NEW YORK, NY
Phone
(646) 763-2093
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-07-14
Pension benefit codes
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
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