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Original filing (PDF)20251016211240NAL0013841986005
UNDER TECHNOLOGIES INC.
Form 5500
FILING_RECEIVED
UNDER TECHNOLOGIES INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
46% in single holding
Active participants
59
Accounts w/ balance
111
Plan assets (EOY)
$3.1M
Net assets (EOY)
$3.1M
How this plan invests
This plan
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Group Total Stock Index Admiral Class Mutual Fund" is 46% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNDER TECHNOLOGIES INC..
Plan sponsor
Name
UNDER TECHNOLOGIES INC.
EIN
82-5185555
Address
100 CROSBY STREET · #607 · NEW YORK, NY · 10012
Phone
(855) 743-8746
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RUSSON + JOHNSTON CPA'S
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
19 direct securities· $3.0M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Total Stock Index Admiral Class Mutual Fund | — | — | — | $1.4M | 44.9% | |
| Vanguard Group Total Institutional Stock Index Admiral Mutual Fund ** 942 Vanguard Funds Developed Markets Index Admiral Mutual Fund | — | — | — | $449K | 14.5% | |
| Vanguard Group Bond Index Admiral Class Mutual Fund | — | — | — | $252K | 8.1% | |
| Vanguard Emerging Markets Stock Admiral Class Mutual Fund | — | — | — | $228K | 7.4% | |
| Vanguard Telecom Services Index Admiral Mutual Fund ** 479 Vanguard Materials Index Admiral Mutual Fund ** 932 Vanguard Information Technology Index Admiral Mutual Fund | — | — | — | $201K | 6.5% | |
| Vanguard Group Extended Market Index Admiral Mutual Fund ** 913 Vanguard Group Index 500 Admiral Mutual Fund | — | — | — | $178K | 5.7% | |
| Vanguard Specialized DIV REIT Index Fund Admiral Shares Mutual Fund | — | — | — | $110K | 3.6% | |
| Vanguard Funds Total International Bond Index Mutual Fund | — | — | — | $89K | 2.9% | |
| Vanguard Financials Index Admiral Mutual Fund ** 463 Vanguard Energy Index Admiral Mutual Fund ** 452 Vanguard Group Mid Cap Index Admiral Mutual Fund | — | — | — | $51K | 1.7% | |
| Vanguard Group Growth Index Admiral Mutual Fund | — | — | — | $41K | 1.3% | |
| Vanguard Group Value Index Admiral Mutual Fund | — | — | — | $9K | 0.3% | |
| Vanguard Group Street Bond Index Admiral Mutual Fund ** 16 Vanguard Short-Term Inflation Protected Securities Index Admiral Mutual Fund | — | — | — | $6K | 0.2% | |
| Vanguard Group Small Cap Index Admiral Mutual Fund | — | — | — | $5K | 0.2% | |
| Vanguard Health Care Index Admiral Mutual Fund | — | — | — | $4K | 0.1% | |
| Vanguard Group Mid Cap Value Index Admiral Mutual Fund ** 910 Vanguard International Equity Index Mutual Fund ** 467 Vanguard Utilities Index Admiral Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Specialized DIV Dividend Appreciation Index Admiral Mutual Fund ** 935 Vanguard Group FTSE Social Index Admiral Mutual Fund ** 951 Vanguard Group Small Cap Value Index Admiral Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Industrials Index Admiral Mutual Fund | — | — | — | $2K | <0.1% | |
| Participant Loans to participants, bearing interest from 8.5% to 9.0% | — | — | — | $2K | <0.1% | |
| Vanguard Group Reserve Federal Money Market Fund Mutual Fund | — | — | — | $1K | <0.1% |
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