Back to filter
Original filing (PDF)20251015144243NAL0005164993004
CNHI, LLC
Form 5500
FILING_RECEIVED
CNHI, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
565
Accounts w/ balance
902
Plan assets (EOY)
$64.2M
Net assets (EOY)
$64.2M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 28 bps in Schedule C fees — 74% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CNHI, LLC.
Plan sponsor
Name
CNHI, LLC
EIN
82-2664009
Address
201 MONROE STREET · SUITE 450 · MONTGOMERY, AL · 36104
Phone
(334) 293-5858
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPSOUTH PARTNERS, INC. | 01-0647966 | — | INVESTMENT ADVISORY | $33K | — |
TPA / Administrator
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMIN | $61K | — |
| NOVA 401K ASOCIATES | 20-1181458 | — | CONTRACT ADMINISTRATOR | $31K | — |
| ADMINISTRATIVE FIDUCIARY | 46-2919997 | — | CONTRACT ADMINISTRATOR | $18K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSM US LLP | 42-0714325 | — | ACCOUNTANT | $36K | — |
Investments
33 direct securities· $64.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Goldman Sachs Goldman Sachs Fin Sq Gov R6 Fd | — | — | — | $7.9M | 12.3% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $7.2M | 11.2% | |
| Principal Funds Inc Principal Blue Chip Inst Fund | — | — | — | $6.1M | 9.4% | |
| MFS Investment Management MFS Mid-Cap Growth R6 Fund | — | — | — | $5.2M | 8.1% | |
| The American Funds American Funds NewPrsp R6 Fnd | — | — | — | $4.4M | 6.8% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2025 R6 Fd | — | — | — | $4.1M | 6.4% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2030 R6 Fd | — | — | — | $4.0M | 6.2% | |
| PIMCO Funds PIMCO RAE PLUS Small Instl Fnd | — | — | — | $2.9M | 4.6% | |
| The American Funds Amer Funds Amer Bal R6 Fd | — | — | — | $2.9M | 4.5% | |
| The American Funds American Funds AmerMut R6 Fd | — | — | — | $2.8M | 4.4% | |
| Vanguard Group Vanguard Mid Cap Index Adm Fd | — | — | — | $2.3M | 3.5% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2035 R6 Fd | — | — | — | $2.2M | 3.4% | |
| Vanguard Group Vanguard Sm Cap Index Adm Fund | — | — | — | $1.8M | 2.9% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2040 R6 Fd | — | — | — | $1.6M | 2.6% | |
| Western Asset Management Co. Western Asset Cr Pls Bd IS Fd | — | — | — | $1.5M | 2.3% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2045 R6 Fd | — | — | — | $1.4M | 2.1% | |
| Franklin Templeton Investments Franklin Small Cap Grth R6 Fd | — | — | — | $881K | 1.4% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2020 R6 Fd | — | — | — | $724K | 1.1% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2015 R6 Fd | — | — | — | $642K | 1.0% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2055 R6 Fd | — | — | — | $618K | 1.0% | |
| PGIM Investments PGIM High Yield R6 Fund | — | — | — | $573K | 0.9% | |
| Participants 4.25% to 9.50%; maturing through 2029 | — | — | — | $479K | 0.7% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2050 R6 Fd | — | — | — | $414K | 0.6% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2060 R6 Fd | — | — | — | $272K | 0.4% | |
| The American Funds American Fds WshMut Inv R6 Fd | — | — | — | $267K | 0.4% | |
| PIMCO Funds PIMCO Intl Bond (USD-Hdg) I Fd | — | — | — | $183K | 0.3% | |
| The American Funds American Funds NewWorld R6 | — | — | — | $170K | 0.3% | |
| Principal Funds Inc Prin Real Estate Secs Inst Fd | — | — | — | $167K | 0.3% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2010 R6 Fd | — | — | — | $159K | 0.2% | |
| Vanguard Group Vanguard Intl Value Inv Fund | — | — | — | $148K | 0.2% | |
| MFS Investment Management MFS Intl Growth R6 Fund | — | — | — | $136K | 0.2% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2065 R6 Fd | — | — | — | $66K | 0.1% | |
| MFS Investment Management MFS MID CAP VALUE R6 FUND | — | — | — | $50K | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Manufacturing plans
CPI CARD GROUP - COLORADO, INC.
CPI CARD GROUP, INC. 401(K) PLAN
$65.0M · 1,326 participants
SICPA SECURINK CORPORATION
SICPA SECURINK CORPORATION PRE-TAX SAVINGS AND RETIREMENT PLAN
$65.1M · 180 participants
DNP IMAGINGCOMM AMERICA CORPORATION
DNP GROUP 401(K) RETIREMENT SAVINGS PLAN
$62.4M · 535 participants
JAPS-OLSON COMPANY
JAPS-OLSON COMPANY RETIREMENT AND SAVINGS PLAN
$60.8M · 503 participants
PHOTOTYPE ENGRAVING COMPANY, INC.
PHOTOTYPE ENGRAVING COMPANY, INC. RETIREMENT SAVINGS PLAN
$68.8M · 394 participants
OUTFORM GROUP, INC.
OUTFORM GROUP, INC SAVINGS AND PROTECTION PLAN
$59.5M · 397 participants
Large plans in Alabama
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION 401(K) PLAN
$3.2B · 20,137 participants
ENCOMPASS HEALTH CORPORATION
ENCOMPASS HEALTH CORPORATION 401(K) RETIREMENT PLAN
$1.7B · 26,914 participants
INTERGRAPH CORPORATION
HEXAGON EMPLOYEE RETIREMENT SAVINGS PLAN
$1.7B · 4,613 participants
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, PC
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN
$1.6B · 5,019 participants
VULCAN MATERIALS COMPANY
VULCAN 401K PLAN
$1.5B · 9,218 participants
MERCEDES-BENZ U.S. INTERNATIONAL, INC.
MERCEDES-BENZ U.S. INTERNATIONAL, INC. RETIREMENT AND SAVINGS PLAN
$1.2B · 6,107 participants