Back to filter
Original filing (PDF)20251011072334NAL0005038931001
ADAPTEC SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
ADAPTEC SOLUTIONS 401(K) PLAN
401(k) retirement plan
Active participants
305
Accounts w/ balance
194
Plan assets (EOY)
$16.7M
Net assets (EOY)
$16.7M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 64% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (14 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADAPTEC SOLUTIONS, LLC.
Plan sponsor
Name
ADAPTEC SOLUTIONS, LLC
EIN
81-1689436
Address
140 COMMERCE DR · ROCHESTER, NY · 14623
Phone
(585) 292-0920
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
3B · Covers self-employed individuals
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, RENZA & CO., LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $24K | — |
Investments
32 direct securities· $16.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Target Date Retirement Fund Class R6 | — | — | — | $3.3M | 19.6% | |
| American Funds 2045 Target Date Retirement Fund Class R6 | — | — | — | $1.7M | 10.4% | |
| American Funds 2035 Target Date Retirement Fund Class R6 | — | — | — | $1.6M | 9.6% | |
| American Funds 2055 Target Date Retirement Fund Class R6 | — | — | — | $1.4M | 8.5% | |
| American Funds 2040 Target Date Retirement Fund Class R6 | — | — | — | $1.4M | 8.4% | |
| American Funds 2050 Target Date Retirement Fund Class R6 | — | — | — | $1.4M | 8.2% | |
| JPMorgan Large Cap Growth Fund Class R6 | — | — | — | $1.2M | 7.4% | |
| Fidelity 500 Index Fund | — | — | — | $1.2M | 7.2% | |
| various dates through January 2030, collateralized by * Participant Loans participant account balances | — | — | — | $537K | 3.2% | |
| American Funds 2060 Target Date Retirement Fund Class R6 | — | — | — | $534K | 3.2% | |
| Fidelity Government Money Market Fund Class K6 | — | — | — | $423K | 2.5% | |
| Fidelity Mid Cap Index Fund | — | — | — | $271K | 1.6% | |
| Columbia Dividend Income Fund Institutional 3 Class | — | — | — | $231K | 1.4% | |
| Baird Aggregate Bond Institutional Fund | — | — | — | $174K | 1.0% | |
| American Funds 2020 Target Date Retirement Fund Class R6 | — | — | — | $139K | 0.8% | |
| American Funds 2025 Target Date Retirement Fund Class R6 | — | — | — | $124K | 0.7% | |
| Janus Henderson Balanced Fund Class N | — | — | — | $103K | 0.6% | |
| Fidelity Small Cap Value Index Fund | — | — | — | $98K | 0.6% | |
| Fidelity Small Cap Index Fund | — | — | — | $95K | 0.6% | |
| T. Rowe Price Overseas Stock Fund Class I | — | — | — | $90K | 0.5% | |
| Columbia Select Mid Cap Value Fund Institutional 3 Class | — | — | — | $79K | 0.5% | |
| Cohen & Steers Realty Shares Fund Class Z | — | — | — | $78K | 0.5% | |
| American Funds New Perspective Fund Class R6 | — | — | — | $77K | 0.5% | |
| American Funds 2015 Target Date Retirement Fund Class R6 | — | — | — | $75K | 0.4% | |
| Fidelity International Index Fund | — | — | — | $53K | 0.3% | |
| JPMorgan Small Cap Growth Fund Class R6 | — | — | — | $47K | 0.3% | |
| PGIM High Yield Fund Class R6 | — | — | — | $41K | 0.2% | |
| American Funds 2010 Target Date Retirement Fund Class R6 | — | — | — | $38K | 0.2% | |
| T. Rowe Price Diversified Mid Cap Growth Fund Class I | — | — | — | $35K | 0.2% | |
| Goldman Sachs Emerging Markets Equity Fund Class R6 | — | — | — | $35K | 0.2% | |
| American Funds 2065 Target Date Retirement Fund Class R6 | — | — | — | $30K | 0.2% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $26K | 0.2% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Manufacturing plans
ESL POWER SYSTEMS INC.
ESL POWER SYSTEMS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$16.8M · 164 participants
SOLUTIONS MANUFACTURING
SOLUTIONS MANUFACTURING 401(K) PLAN
$16.8M · 41 participants
ACROMAG INCORPORATED
ACROMAG, INCORPORATED 401(K) AND PROFIT SHARING RETIREMENT PLAN & TRUST
$16.8M · 74 participants
WEST FLORIDA ELECTRIC COOPERATIVE ASSOCIATION, INC.
WEST FLORIDA ELECTRIC COOPERATIVE ASSOCIATION RETIREMENT PLAN
$16.2M · 83 participants
ZUMBACH ELECTRONICS CORP.
ZUMBACH ELECTRONICS CORP. 401(K) PROFIT SHARING PLAN
$17.2M · 33 participants
NIELSEN-KELLERMAN CO.
NIELSEN - KELLERMAN CO. 401(K) SALARY REDUCTION PLAN & TRUST
$16.1M · 138 participants
Large plans in New York
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM PERSONAL PENSION PLAN
$17.9B · 43,052 participants