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Original filing (PDF)20251007135138NAL0008039120001
GOTHAM OPERATIONS, LLC
Form 5500
FILING_RECEIVED
GOTHAM OPERATIONS, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
132
Accounts w/ balance
217
Plan assets (EOY)
$17.3M
Net assets (EOY)
$17.3M
How this plan invests
This plan
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOTHAM OPERATIONS, LLC.
Plan sponsor
Name
GOTHAM OPERATIONS, LLC
EIN
81-0998750
Address
111 FIFTH AVENUE · 9TH FLOOR · NEW YORK, NY · 10003
Phone
(212) 599-0520
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
33 direct securities· $16.9M(97% of reported assets)
Uncategorized
$11.9M
32 holdings
Mutual Funds
$5.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| John Hancock Vanguard Target Ret 2025 Fund | Mutual Funds | — | — | $5.0M | 28.8% | |
| Vanguard Target Ret 2050 Fund N/R | — | — | — | $1.3M | 7.3% | |
| Vanguard Target Ret 2055 Fund N/R | — | — | — | $1.2M | 7.1% | |
| John Hancock Metlife SV Series 25053 Cl 0 | — | — | — | $1.1M | 6.3% | |
| Vanguard Small Growth Adml N/R | — | — | — | $942K | 5.4% | |
| Vanguard Target Ret 2045 Fund N/R | — | — | — | $926K | 5.3% | |
| Vanguard Target Ret 2040 Fund N/R | — | — | — | $832K | 4.8% | |
| Vanguard Target Ret Income Fd N/R | — | — | — | $777K | 4.5% | |
| Vanguard Growth Index Fd Adm N/R | — | — | — | $700K | 4.0% | |
| Vanguard Target Ret 2030 Fund N/R | — | — | — | $466K | 2.7% | |
| Vanguard 500 Index Fd Admiral N/R | — | — | — | $448K | 2.6% | |
| Vanguard Sm Cap Index Fd Adm N/R | — | — | — | $385K | 2.2% | |
| American Century American Balanced Fund R6 N/R | — | — | — | $374K | 2.2% | |
| Vanguard Target Ret 2035 Fund N/R | — | — | — | $359K | 2.1% | |
| Vanguard MidCap Grwth Ind Adm N/R | — | — | — | $353K | 2.0% | |
| Cohen & Steers Cohen & Steers Real Est Sec I N/R | — | — | — | $308K | 1.8% | |
| Vanguard Value Index Fd Adm N/R | — | — | — | $262K | 1.5% | |
| Vanguard Inter Term Bd Idx Adm N/R | — | — | — | $246K | 1.4% | |
| Vanguard Target Ret 2060 Fund N/R | — | — | — | $240K | 1.4% | |
| Vanguard Ttl Bd Mkt Ind Adm N/R | — | — | — | $165K | 1.0% | |
| Vanguard Mid-Cap Val Index Adm N/R | — | — | — | $92K | 0.5% | |
| Participant Loans Interest rates: 4.5% to 9.50% $0 | — | — | — | $75K | 0.4% | |
| Vanguard Dev Mrkts Indx Adm N/R | — | — | — | $68K | 0.4% | |
| JPMorgan US Govt MMkt Cap Cl N/R | — | — | — | $64K | 0.4% | |
| Vanguard ST Treasury Idx Adm N/R | — | — | — | $59K | 0.3% | |
| John Hancock Vanguard Mid Cap Index Adm | — | — | — | $43K | 0.2% | |
| Vanguard Emrg Mkts Stk Idx Ad N/R | — | — | — | $32K | 0.2% | |
| PIMCO Income Fund Admin N/R | — | — | — | $26K | 0.1% | |
| PIMCO Vanguard Sm Cap Val Ind (Adm) N/R | — | — | — | $23K | 0.1% | |
| American Century American Cons Grwth Inc Prt R6 N/R | — | — | — | $11K | <0.1% | |
| Vanguard Target Ret 2065 Fund N/R | — | — | — | $10K | <0.1% | |
| Fidelity Emerging Markets K N/R | — | — | — | $9K | <0.1% | |
| Dodge & Cox Dodge & Cox Global Stock I N/R | — | — | — | $8K | <0.1% |
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