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Original filing (PDF)20251013210019NAL0001963953001
BBAM US LP
Form 5500
FILING_RECEIVED
BBAM US LP 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
81
Accounts w/ balance
134
Plan assets (EOY)
$32.6M
Net assets (EOY)
$32.6M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BBAM US LP.
Plan sponsor
Name
BBAM US LP
EIN
80-0557765
Address
150 SPEAR STREET · SUITE 850 · SAN FRANCISCO, CA · 94105
Phone
(415) 267-1543
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $40K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CONCURRENT INVESTMENT ADVISORS LLC | 92-1819393 | — | ADVISOR | $25K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities· $32.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Funds | — | — | — | $7.0M | 21.4% | |
| Brokeragelink Cash, Unit Funds, Mutual Funds and Common Stocks | — | — | — | $3.0M | 9.3% | |
| Fidelity Freedom Index 2040 Fund Mutual Funds | — | — | — | $2.7M | 8.1% | |
| Fidelity Freedom Index 2035 Fund Mutual Funds | — | — | — | $2.2M | 6.8% | |
| Fidelity Freedom Index 2025 Fund Mutual Funds | — | — | — | $2.2M | 6.8% | |
| Fidelity Freedom Index 2030 Fund Mutual Funds | — | — | — | $1.4M | 4.3% | |
| Fidelity Freedom Index 2055 Fund Mutual Funds | — | — | — | $1.4M | 4.2% | |
| Fidelity Government Money Market Fund Money Market Fund | — | — | — | $1.1M | 3.4% | |
| Putnam Large Cap Value Fund R6 Mutual Funds | — | — | — | $1.1M | 3.4% | |
| T. Rowe Price Blue Chip Growth Fund I Mutual Funds | — | — | — | $1.0M | 3.1% | |
| Fidelity Freedom Index 2045 Fund Mutual Funds | — | — | — | $974K | 3.0% | |
| Fidelity Freedom Index 2050 Fund Mutual Funds | — | — | — | $964K | 3.0% | |
| Fidelity Freedom Index 2020 Fund Mutual Funds | — | — | — | $914K | 2.8% | |
| Fidelity Mid Cap Index Fund Mutual Funds | — | — | — | $894K | 2.7% | |
| T. Rowe Price Mid Cap Growth Fund I Mutual Funds | — | — | — | $778K | 2.4% | |
| Janus Henderson Triton Fund N Mutual Funds | — | — | — | $713K | 2.2% | |
| Undiscovered Managers Behavioral Value Fund R6 Mutual Funds | — | — | — | $546K | 1.7% | |
| Invesco Developing Markets Fund R6 Mutual Funds | — | — | — | $536K | 1.6% | |
| Fidelity Small Cap Index Fund Mutual Funds | — | — | — | $517K | 1.6% | |
| Virtus Ceredex Mid Cap Value Equity Fund R6 Mutual Funds | — | — | — | $486K | 1.5% | |
| JPMorgan Core Bond Fund R6 Mutual Funds | — | — | — | $430K | 1.3% | |
| Fidelity International Index Fund Mutual Funds | — | — | — | $314K | 1.0% | |
| MFS International Diversification Fund R6 Mutual Funds | — | — | — | $266K | 0.8% | |
| Fidelity Freedom Index 2060 Fund Mutual Funds | — | — | — | $248K | 0.8% | |
| Fidelity Inflation Protected Bond Index Fund Mutual Funds | — | — | — | $193K | 0.6% | |
| Cohen & Steers Real Estate Fund Z Mutual Funds | — | — | — | $190K | 0.6% | |
| PGIM High Yield Fund R6 Mutual Funds | — | — | — | $181K | 0.6% | |
| Fidelity US Bond Index Fund Mutual Funds | — | — | — | $146K | 0.4% | |
| Participant loans with various maturities through November 2029 -0- | — | — | — | $129K | 0.4% | |
| Fidelity Freedom Index 2015 Fund Mutual Funds | — | — | — | $81K | 0.2% | |
| Fidelity Freedom Index 2065 Fund Mutual Funds | — | — | — | $40K | 0.1% | |
| Fidelity Freedom Index Income Fund Mutual Funds | — | — | — | $1K | <0.1% |
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