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Original filing (PDF)20251008112405NAL0009305888001
AAM. LLC
Form 5500
FILING_RECEIVED
AAM, LLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
924
Accounts w/ balance
989
Plan assets (EOY)
$26.1M
Net assets (EOY)
$26.1M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 53% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AAM. LLC.
Plan sponsor
Name
AAM. LLC
EIN
42-1683910
Address
1600 W BROADWAY RD STE 200 · TEMPE, AZ · 852821136
Phone
(602) 957-9191
Industry
Professional & Technical Servicessee all
Plan administrator
Name
AAM. LLC
EIN
42-1683910
City
TEMPE, AZ
Phone
(602) 957-9191
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KIMBERLIN COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS FIN NETWORK | 48-1305000 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $116K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
30 direct securities · 1 pooled fund· $26.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$26.1M
30 holdings
Common Collective Trust
$219K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Service Company | — | — | — | $4.7M | 17.9% | |
| American Funds Service Company | — | — | — | $3.4M | 13.0% | |
| American Funds Service Company | — | — | — | $2.7M | 10.2% | |
| American Funds Service Company | — | — | — | $2.6M | 9.9% | |
| American Funds Service Company | — | — | — | $1.9M | 7.4% | |
| American Funds Service Company | — | — | — | $1.6M | 5.9% | |
| Columbia Funds | — | — | — | $1.3M | 4.8% | |
| Principal Funds Inc | — | — | — | $887K | 3.4% | |
| American Funds Service Company | — | — | — | $792K | 3.0% | |
| Principal Funds Inc | — | — | — | $771K | 3.0% | |
| American Funds Service Company | — | — | — | $682K | 2.6% | |
| Participant Loans | — | — | — | $658K | 2.5% | |
| Principal Funds Inc | — | — | — | $584K | 2.2% | |
| MFS Investment Management | — | — | — | $538K | 2.1% | |
| American Funds Service Company | — | — | — | $486K | 1.9% | |
| JP Morgan Funds | — | — | — | $425K | 1.6% | |
| Principal Funds Inc | — | — | — | $290K | 1.1% | |
| American Funds Service Company | — | — | — | $252K | 1.0% | |
| Principal Global Investors Trust Co | — | — | — | $219K | 0.8% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $219K | 0.8% | |
| Principal Funds Inc | — | — | — | $211K | 0.8% | |
| PGIM Investments | — | — | — | $196K | 0.7% | |
| American Funds Service Company | — | — | — | $185K | 0.7% | |
| Principal Funds Inc | — | — | — | $184K | 0.7% | |
| Principal Funds Inc | — | — | — | $176K | 0.7% | |
| Principal Funds Inc | — | — | — | $157K | 0.6% | |
| American Funds Service Company | — | — | — | $126K | 0.5% | |
| American Funds Service Company | — | — | — | $122K | 0.5% | |
| Goldman Sachs | — | — | — | $115K | 0.4% | |
| Fidelity Investments | — | — | — | $3K | <0.1% | |
| American Funds Service Company | — | — | — | $1K | <0.1% |
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