Original filing (PDF)20250609161243NAL0014193057001

NINE THIRTY CAPITAL MANAGEMENT

Name: NINE THIRTY CAPITAL MANAGEMENT — NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST, Form 5500 (2024)
Creator: NINE THIRTY CAPITAL MANAGEMENT

Form 5500-SF

FILING_RECEIVED

NINE THIRTY CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.8M

Net assets (EOY)

$1.8M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NINE THIRTY CAPITAL MANAGEMENT.

Plan sponsor

Name

NINE THIRTY CAPITAL MANAGEMENT

EIN

80-0095110

Address

250 W 55TH ST FL 16 STE A · NEW YORK, NY · 100197599

Phone

(212) 918-8922

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-09

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

ETHOS CAPITAL LP

ETHOS CAPITAL LP 401(K) PLAN

$1.8M · 18 participants

INTEGRITY FINANCIAL INC.

INTEGRITY FINANCIAL INC. 401(K) PLAN

$1.8M · 5 participants

MONOGRAM CAPITAL MANAGEMENT LP

MONOGRAM CAPITAL MANAGEMENT LP CASH BALANCE PLAN

$1.8M · 4 participants

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN

$1.8M · 4 participants

OLDE WEALTH MANAGEMENT, L.L.C.

OLDE WEALTH MANAGEMENT 401(K) PS PLAN