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Original filing (PDF)20251113165833NAL0000847027001
S.R. FREEMAN, INC.
Form 5500
FILING_RECEIVED
S.R. FREEMAN, INC. PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
206
Accounts w/ balance
397
Plan assets (EOY)
$13.8M
Net assets (EOY)
$13.8M
How this plan invests
This plan
17 pooled trusts
Schedule D
9 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: GREAT GRAY TRUST AMERICAN FUNDS 2035 FUND (extraction pending)]" is 31% of plan.
- 56 bps in Schedule C fees — 93% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for S.R. FREEMAN, INC..
Plan sponsor
Name
S.R. FREEMAN, INC.
EIN
77-0489144
Address
2380 S BASCOM AVENUE SUITE 200 · CAMPBELL, CA · 95008
Phone
(408) 364-2200
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-02-01
Tax period
2025-01-31
Filed
2025-11-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PETRINOVICH, PUGH & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $75K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | — | BUTZTOWN, PA | BROKER/ADVISER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
17 pooled funds· $12.7M(92% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST AMERICAN FDS 2035 AST WILMINGTON TRUST · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $3.9M | 28.3% | |
| WILMINGTON TRUST AMERICAN FDS 2045 AST WILMINGTON TRUST · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $2.7M | 19.3% | |
| WILMINGTON TRUST AMERICAN FDS 2040 AST WILMINGTON TRUST · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $2.3M | 16.4% | |
| WILMINGTON TRUST AMERICAN FDS 2030 AST WILMINGTON TRUST · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $1.5M | 10.6% | |
| WILMINGTON TRUST AMERICAN FDS 2050 AST WILMINGTON TRUST · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $1.1M | 7.7% | |
| WILMINGTON TRUST AMERICAN FDS 2055 AST WILMINGTON TRUST · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $659K | 4.8% | |
| WILMINGTON TRUST AMERICAN FDS 2025 AST WILMINGTON TRUST · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $372K | 2.7% | |
| WILMINGTON TRUST AMERICAN FDS 2060 AST WILMINGTON TRUST · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $259K | 1.9% | |
| WILMINGTON TRUST AMERICAN FDS 2020 AST WILMINGTON TRUST · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $70K | 0.5% | |
| GREAT GRAY TRUST AMERICAN FUNDS 204 GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 203 GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 205 GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 202 GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 205 GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 203 GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 202 GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST AMERICAN FUNDS 206 GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $0 | <0.1% |
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