Original filing (PDF)20251013092424NAL0000416963001

The Pokagon Gaming Authority d/b/a Four Winds Casino Resort

Name: The Pokagon Gaming Authority d/b/a Four Winds Casino Resort — Form 5500 Plan 001 (2024)
Creator: The Pokagon Gaming Authority d/b/a Four Winds Casino Resort
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Four Winds Casino Resort 401(k) Retirement Savings Plan

401(k) retirement plan · The Pokagon Gaming Authority d/b/a Four Winds Casino Resort's Four Winds Casino Resort 401(k) Retirement Savings Plan held $110.9M in plan assets for 2,650 participants in 2024, with Principal as recordkeeper.

Active participants

2,650

Accounts w/ balance

2,882

Plan assets (EOY)

$110.9M

Net assets (EOY)

$110.9M

People on this filing

Dana Hampel signed The Pokagon Gaming Authority d/b/a Four Winds Casino Resort's 2024 Form 5500 as plan administrator.

Dana Hampel — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

The Pokagon Gaming Authority d/b/a Four Winds Casino Resort's EIN is 68-0629973.

EIN 68-0629973

Plan number 001

Plan year 2024

ACK ID 20251013092424NAL0000416963001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for The Pokagon Gaming Authority d/b/a Four Winds Casino Resort from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

The Pokagon Gaming Authority d/b/a Four Winds Casino Resort's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE POKAGON GAMING AUTHORITY D/B/A FOUR WINDS CASINO RESORT.

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (22nd percentile).

Plan sponsor

Name

THE POKAGON GAMING AUTHORITY D/B/A FOUR WINDS CASINO RESORT

EIN

all filings

Address

11111 WILSON ROAD · NEW BUFFALO, MI · 491178888

Phone

(866) 494-6371

Industry

Arts, Entertainment, Recreation

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$79K	—

Investments

32 direct securities· $111.0M(100% of reported assets)

Other securities

$89.0M

20 holdings

Mutual Funds

$9.7M

8 holdings

Common Collective Trusts

$6.8M

2 holdings

Bonds / Notes

$4.5M

1 holding

U.S. Treasuries

$954K

1 holding

					% of plan
T. Rowe Price Funds Retirement 2035 Fund N/A	Other securities	—	—	$11.7M	10.6%
T. Rowe Price Funds Retirement 2030 Fund N/A	Other securities	—	—	$10.8M	9.7%
T. Rowe Price Funds Retirement 2045 Fund N/A	Other securities	—	—	$10.6M	9.6%
T. Rowe Price Funds Retirement 2055 Fund N/A	Other securities	—	—	$9.6M	8.6%
T. Rowe Price Funds Retirement 2050 Fund N/A	Other securities	—	—	$9.3M	8.4%
T. Rowe Price Funds Retirement 2040 Fund N/A	Other securities	—	—	$9.3M	8.3%
T. Rowe Price Funds Retirement 2025 Fund N/A	Other securities	—	—	$6.6M	5.9%
Fidelity 500 Index Fund N/A	Common Collective Trusts	—	—	$6.4M	5.7%
MainStay Funds Winslow Large Cap Growth Fund N/A	Other securities	—	—	$4.9M	4.5%
Participant loans Participant loans, bearing interest at rates ranging from 4.25% to 10.50% -0-	Bonds / Notes	—	—	$4.5M	4.0%
T. Rowe Price Funds Retirement 2060 Fund N/A	Other securities	—	—	$3.9M	3.5%
T. Rowe Price Funds Retirement 2020 Fund N/A	Other securities	—	—	$3.4M	3.1%
Money market mutual funds Vanguard Group Federal Money Market N/A	Mutual Funds	—	—	$3.3M	3.0%
John Hancock Disciplined Value Fund N/A	Other securities	—	—	$1.8M	1.6%
T. Rowe Price Funds Retirement 2065 Fund N/A	Other securities	—	—	$1.6M	1.4%
T. Rowe Price Funds Institutional Mid Cap Growth Equity Fund N/A	Other securities	—	—	$1.5M	1.3%
American Funds EuroPacific Growth Fund N/A	Mutual Funds	—	—	$1.3M	1.2%
Vanguard Group International Growth Fund N/A	Mutual Funds	—	—	$1.2M	1.1%
American Beacon Funds Small Cap Value Fund N/A	Mutual Funds	—	—	$1.2M	1.1%
JPMorgan Funds Government Bond Fund N/A	U.S. Treasuries	—	—	$954K	0.9%
MFS Investment Management International Intrinsic Value Fund N/A	Mutual Funds	—	—	$923K	0.8%
JPMorgan Funds Mid Cap Value Fund N/A	Other securities	—	—	$906K	0.8%
Federated Hermes Short Term Income Service Fund N/A	Other securities	—	—	$899K	0.8%
Fidelity Total Bond Fund N/A	Mutual Funds	—	—	$892K	0.8%
T. Rowe Price Funds Retirement 2015 Fund N/A	Other securities	—	—	$809K	0.7%
T. Rowe Price Funds US Small Cap Growth Fund N/A	Other securities	—	—	$704K	0.6%
T. Rowe Price Funds Retirement 2010 Fund N/A	Other securities	—	—	$580K	0.5%
Vanguard Group Inflation Protected Securities Admin Fund N/A	Mutual Funds	—	—	$553K	0.5%
Fidelity Extended Market Index Fund N/A	Common Collective Trusts	—	—	$449K	0.4%
PIMCO Income Fund N/A	Mutual Funds	—	—	$352K	0.3%
(E)	Other securities	—	—	$62K	<0.1%
T. Rowe Price Funds Retirement 2005 Fund N/A	Other securities	—	—	$62K	<0.1%