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Original filing (PDF)20251124203617NAL0003508624001
THE NEW YORK RACING ASSOCIATION INC
Form 5500
FILING_RECEIVED
PENSION PLAN FOR UNION EMPLOYEES OF THE NEW YORK RACING ASSOCIATION, INC.
Defined-benefit pension plan
Signals · 5
Late filing · 0.3 mo58% in single holding~76 bps in Sched C feesNo recordkeeper disclosed7 service providers
Active participants
107
Accounts w/ balance
—
Plan assets (EOY)
$120.3M
Net assets (EOY)
$120.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
8 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.3 months past the 10.5-month grace window.
- Top holding "Barrow Hanley Global Investors Barrow Hanley Total Return Bond Fund I Shares" is 58% of plan.
- 76 bps in Schedule C fees — 660% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE NEW YORK RACING ASSOCIATION INC.
Plan sponsor
Name
THE NEW YORK RACING ASSOCIATION INC
EIN
61-1559040
Address
P.O. BOX 90 · ROCKAWAY BLVD, 108TH STREET · JAMAICA, NY · 114170090
Phone
(718) 659-2239
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-24
Pension benefit codes
1A · Pay-related DB formula
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK | 13-4994650 | — | NONE | $349K | — |
| MILLIMAN, INC. | 91-0675641 | — | NONE | $224K | — |
| TS&W | — | DENVER, CO | NONE | $134K | — |
| MERCER INVESTMENT CONSULTING, INC. | — | NEW YORK, NY | NONE | $83K | — |
| KPMG LLP | 13-5565207 | — | NONE | $77K | — |
| EATON VANCE | — | PROVIDENCE, RI | NONE | $41K | — |
| VANGUARD | — | MONROE, WI | NONE | $9K | — |
Investments
5 direct securities · 3 pooled funds· $120.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$84.5M
5 holdings
Common Collective Trust
$35.8M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Barrow Hanley Global Investors Barrow Hanley Total Return Bond Fund I Shares | — | — | $69.9M | $69.2M | 57.5% | |
| TS&W INT'L LARGE CAP EQUITY TRUST GLOBAL TRUST COMPANY · EIN 26-6773274 / PN 003 | Common Collective Trust | — | $18.7M | $18.3M | 15.2% | |
| Vanguard Russell 1000 Growth Index Fund Institutional Shares | — | — | $9.5M | $12.8M | 10.7% | |
| BARROWHANLEY LARGE CAP VALUE FUND GLOBAL TRUST COMPANY · EIN 27-4085435 / PN 016 | Common Collective Trust | — | $10.8M | $12.4M | 10.3% | |
| ATLANTA CAPITAL SMID-CAP FUND EATON VANCE · EIN 01-0553859 / PN 000 | Common Collective Trust | — | $4.7M | $5.1M | 4.2% | |
| JP Morgan US Government Money Market Fund - Capital Shares, Monthly Variable 12/31/2049 | — | — | $2.1M | $2.1M | 1.8% | |
| New York Life Insurance Company Group Contract GA00100002, Fixed Dollar Account, 5.07% | — | — | $283K | $283K | 0.2% | |
| New York Life Insurance Company Group Contract GA00100002, Pension Account, 5.07% | — | — | $99K | $99K | <0.1% |