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Original filing (PDF)20251014125700NAL0001412819001
PATHWAY, INC.
Form 5500
FILING_RECEIVED
PATHWAY, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
36% in single holding
Active participants
293
Accounts w/ balance
167
Plan assets (EOY)
$3.1M
Net assets (EOY)
$3.1M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Nuveen Lifecycle Index 2035 Fund "" is 36% of plan.
- 57% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (31 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PATHWAY, INC..
Plan sponsor
Name
PATHWAY, INC.
EIN
63-0827995
Address
PO BOX 311206 · ENTERPRISE, AL · 363311206
Phone
(334) 894-5591
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | — | DALLAS, TX | INVESTMENT ADVISOR | $4K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CRI TPA SERVICES | — | TALLAHASSEE, FL | TPA | $1K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADVISED ASSETS GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $37 | — |
Investments
27 direct securities · 1 pooled fund· $3.0M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.0M
27 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2035 Fund " | — | — | — | $1.1M | 35.1% | |
| Nuveen Lifecycle Index 2030 Fund " | — | — | — | $474K | 15.5% | |
| Nuveen Lifecycle Index 2040 Fund " | — | — | — | $352K | 11.5% | |
| Nuveen Lifecycle Index 2045 Fund " | — | — | — | $350K | 11.5% | |
| Nuveen Lifecycle Index 2050 Fund " | — | — | — | $216K | 7.1% | |
| Nuveen Lifecycle Index 2055 Fund " | — | — | — | $102K | 3.3% | |
| Nuveen Lifecycle Index 2025 Fund " | — | — | — | $87K | 2.8% | |
| Nuveen Lifecycle Index 2020 Fund " | — | — | — | $85K | 2.8% | |
| Nuveen Lifecycle Index Retirement Income Fund " | — | — | — | $36K | 1.2% | |
| Fidelity 500 Index Fund " | — | — | — | $27K | 0.9% | |
| Empower Fixed Account- Series Class II Guaranteed investment contract | — | — | — | $24K | 0.8% | |
| American Funds Bond Fund of America Fund " | — | — | — | $17K | 0.6% | |
| American Funds New World Fund " | — | — | — | $17K | 0.6% | |
| MFS Mid Cap Value Fund " ** 2 Nuveen International Equity Index Fund " | — | — | — | $16K | 0.5% | |
| Nuveen Lifecycle Index 2060 Fund " | — | — | — | $16K | 0.5% | |
| Fidelity Inflation Protected Bond Index Fund " | — | — | — | $15K | 0.5% | |
| Fidelity Advisor Strategic Income Fund " | — | — | — | $12K | 0.4% | |
| Fidelity Mid Cap Index Fund " | — | — | — | $10K | 0.3% | |
| Fidelity Small Cap Index Fund " | — | — | — | $7K | 0.2% | |
| MFS International Growth Fund " | — | — | — | $6K | 0.2% | |
| JPMorgan Large Cap Growth Fund " | — | — | — | $4K | 0.1% | |
| Nuveen Lifecycle Index 2065 Fund " | — | — | — | $4K | 0.1% | |
| JP Morgan Mid Cap Growth Fund " | — | — | — | $4K | 0.1% | |
| American Funds American High Income Trust Fund " ** 615 American Funds American Mutual Fund " | — | — | — | $4K | 0.1% | |
| PGIM US Real Estate Fund " | — | — | — | $3K | 0.1% | |
| Allspring Special Small Cap Value Fund Mutual fund | — | — | — | $3K | <0.1% | |
| Putnam Small Cap Growth Fund " | — | — | — | $1K | <0.1% | |
| UNITED OF OMAHA SEPARATE ACCT K UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |