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Original filing (PDF)20251014092634NAL0005227010001
IVAN WARE & SON INC.
Form 5500
FILING_RECEIVED
IVAN WARE & SON INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
173
Accounts w/ balance
154
Plan assets (EOY)
$32.4M
Net assets (EOY)
$32.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 52 bps in Schedule C fees — 79% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IVAN WARE & SON INC..
Plan sponsor
Name
IVAN WARE & SON INC.
EIN
61-0597150
Address
4005 PRODUCE ROAD · LOUISVILLE, KY · 40218
Phone
(502) 968-2211
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SRVCS | 01-0233346 | — | RETAINED BY EMPLOYER | $104K | — |
| SHEPHERD FINANCIAL INVESTMENT ADVIS | — | CARMEL, IN | RETAINED BY EMPLOYER | $64K | — |
Investments
31 direct securities · 3 pooled funds· $34.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.0M
31 holdings
Common Collective Trust
$6.1M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Multi-Asset Index Fund | — | — | — | $7.0M | 21.5% | |
| METLIFE STABLE VALUE SOLUTIONS GREAT GRAY TRUST · EIN 81-3301561 / PN 505 | Common Collective Trust | — | — | $3.7M | 11.3% | |
| Charles Schwab Self-directed brokerage accounts | — | — | — | $2.6M | 7.9% | |
| Vanguard LifeStrategy Conservative Growth Fund | — | — | — | $2.5M | 7.8% | |
| Vanguard Balanced Index Fund | — | — | — | $1.8M | 5.5% | |
| AllianceBernstein Funds US Large Cap Growth Fund | — | — | — | $1.7M | 5.3% | |
| AB US LC GR CIT W SERIES P1 GREAT GRAY TRUST · EIN 04-6948485 / PN 007 | Common Collective Trust | — | — | $1.7M | 5.3% | |
| Vanguard LifeStrategy Income Fund | — | — | — | $1.6M | 4.9% | |
| American Funds New Perspective Fund | — | — | — | $1.3M | 4.0% | |
| MFS Technology Fund | — | — | — | $1.0M | 3.2% | |
| BlackRock LifePath Index 2045 Fund | — | — | — | $991K | 3.1% | |
| BlackRock LifePath Index 2060 Fund | — | — | — | $949K | 2.9% | |
| Fidelity 500 Index Fund | — | — | — | $848K | 2.6% | |
| MFS MID CAP GROWTH CLASS 2W GREAT GRAY TRUST · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $755K | 2.3% | |
| Fidelity Total Market Index Fund | — | — | — | $724K | 2.2% | |
| Fidelity Mid Cap Index Fund | — | — | — | $640K | 2.0% | |
| BlackRock LifePath Index 2050 Fund | — | — | — | $602K | 1.9% | |
| American Funds Mutual Fund | — | — | — | $573K | 1.8% | |
| BlackRock LifePath Index 2035 Fund | — | — | — | $444K | 1.4% | |
| BlackRock LifePath Index 2055 Fund | — | — | — | $425K | 1.3% | |
| BlackRock LifePath Index 2040 Fund | — | — | — | $337K | 1.0% | |
| Loans to participants, various maturities, Notes Receivable from Patricipants interest rates ranging 5.25% to 10.50% | — | — | — | $330K | 1.0% | |
| PGIM High Yield Fund | — | — | — | $241K | 0.7% | |
| BlackRock LifePath Index Retirement Fund | — | — | — | $234K | 0.7% | |
| Avantis US Samll Cap Value Fund | — | — | — | $231K | 0.7% | |
| BlackRock LifePath Index 2030 Fund | — | — | — | $227K | 0.7% | |
| JPMorgan Core Plus Bond Fund | — | — | — | $188K | 0.6% | |
| Parnassus Mid Cap Fund | — | — | — | $119K | 0.4% | |
| JPMorgan US Government Money Market Fund | — | — | — | $111K | 0.3% | |
| MFS International Growth Fund | — | — | — | $106K | 0.3% | |
| BlackRock Mid-Cap Value Fund Class K | — | — | — | $91K | 0.3% | |
| Fidelity Small Cap Index Fund | — | — | — | $74K | 0.2% | |
| Fidelity International Index Fund | — | — | — | $39K | 0.1% | |
| Hartford International Value Fund | — | — | — | $6K | <0.1% |
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