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Original filing (PDF)20260212130416NAL0000200113001
SHEET METAL WORKERS' UNION LCL 33 CLEVELAND DIST - HEALTH BENEFITS FD
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS' UNION LOCAL 33 CLEVELAND DISTRICT - HEALTH BENEFITS FUND
Health & welfare plan
Signals · 4
40% in single holding~333 bps in Sched C feesNo recordkeeper disclosed11 service providers
Active participants
663
Accounts w/ balance
—
Plan assets (EOY)
$29.0M
Net assets (EOY)
$27.4M
How this plan invests
This plan
1 pooled trust
Schedule D
6 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "WTF-CTF Intermediate Bond Fund" is 40% of plan.
- 333 bps in Schedule C fees — 1048% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEET METAL WORKERS' UNION LCL 33 CLEVELAND DIST - HEALTH BENEFITS FD.
Plan sponsor
Name
SHEET METAL WORKERS' UNION LCL 33 CLEVELAND DIST - HEALTH BENEFITS FD
EIN
34-6746427
Address
12515 CORPORATE DRIVE · PARMA, OH · 44130
Phone
(216) 267-3344
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-05-01
Tax period
2025-04-30
Filed
2026-02-12
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
Audit & trust (Schedule H)
Auditor
CLARK, SCHAEFER, HACKETT & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMUNITY INSURANCE COMPANY | 31-1440175 | — | NONE | $374K | — |
| BENESYS | 38-2383171 | — | NONE | $365K | — |
| SEGAL SELECT INSURANCE SERVICES INC | 46-0619194 | — | NONE | $66K | — |
| ALLOTTA, FARLEY CO., LPA | 34-1316963 | — | NONE | $38K | — |
| CLARK, SCHAEFER, HACKETT & CO. | 31-0800053 | — | NONE | $27K | — |
| IMPACT SOLUTIONS | — | CLEVELAND, OH | NONE | $23K | — |
| WELLINGTON TRUST | 04-6657591 | — | NONE | $21K | — |
| AMERICAN GRAPHICS PRINTING CO. | — | CLINTON TWP, MI | NONE | $16K | — |
| SMW LOCAL 33 FRINGE BENEFIT FUND | 34-1398805 | — | NONE | $16K | — |
| MERCER HUMAN RESOURCES CONSULTING | 36-2668272 | — | NONE | $11K | — |
| DENTEMAX LLC | — | SOUTHFIELD, MI | NONE | $10K | — |
Investments
5 direct securities · 1 pooled fund· $22.4M(77% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.4M
5 holdings
Common Collective Trust
$9.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CTF INTERMEDIATE BOND FUND WELLINGTON TRUST COMPANY · EIN 04-6657591 / PN 001 | Common Collective Trust | — | $8.9M | $9.0M | 31.0% | |
| Dodge & Cox Income Fund | — | — | $9.5M | $8.9M | 30.5% | |
| Vanguard 500 Index Fund | — | — | $909K | $2.0M | 6.7% | |
| DWS RREEF Real Assets | — | — | $1.1M | $1.1M | 3.8% | |
| Dodge & Cox International Stock Fund | — | — | $674K | $1.0M | 3.5% | |
| Federated Government Obligations | — | — | $462K | $462K | 1.6% |