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Original filing (PDF)20251008101918NAL0003191683001
SAAB, INC.
Form 5500
FILING_RECEIVED
SAAB 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,078
Accounts w/ balance
1,159
Plan assets (EOY)
$247.3M
Net assets (EOY)
$247.3M
How this plan invests
This plan
13 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAAB, INC..
Plan sponsor
Name
SAAB, INC.
EIN
58-2310523
Address
5717 ENTERPRISE PARKWAY · EAST SYRACUSE, NY · 13057
Phone
(315) 445-5009
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DANNIBLE & MCKEE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER BENEFIT SERVICES, INC. | 36-4291971 | — | CONSULTANT | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $280K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
30 direct securities · 13 pooled funds· $248.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$167.3M
29 holdings
Pooled Separate Account
$66.1M
12 holdings
Common Collective Trust
$11.1M
1 holding
OTHER
$4.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Vanguard Group Vanguard PRIMECAP Admiral Fund | — | — | — | $27.3M | 11.0% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $26.1M | 10.5% | |
| Vanguard Group Vanguard Windsor II Adm Fund | — | — | — | $14.2M | 5.7% | |
| The American Funds Am Fds Trgt Dte Rtm 2030 R6 Fund | — | — | — | $12.8M | 5.2% | |
| The American Funds Am Fds Trgt Dte Rtm 2040 R6 Fund | — | — | — | $12.2M | 4.9% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $11.1M | 4.5% | |
| Virtus Investment Advisers, Inc. Virtus Zvnbrgn Tech Instl Fund | — | — | — | $10.6M | 4.3% | |
| PRIN MIDCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $10.4M | 4.2% | |
| The American Funds Am Fds Am Bal R6 Fund | — | — | — | $10.1M | 4.1% | |
| The American Funds Am Fds Trgt Dte Rtm 2050 R6 Fund | — | — | — | $9.3M | 3.8% | |
| Vanguard Group Vanguard Health Care Adm Fund | — | — | — | $7.5M | 3.0% | |
| The American Funds Am Fds Trgt Dte Rtm 2025 R6 Fund | — | — | — | $7.4M | 3.0% | |
| Janus Henderson Janus Henderson Enterprise N Fund | — | — | — | $7.1M | 2.9% | |
| The American Funds Am Fds EuroPacific Grth R6 Fd | — | — | — | $6.9M | 2.8% | |
| PRINCIPAL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $6.5M | 2.6% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $6.4M | 2.6% | |
| The American Funds Am Fds Trgt Dte Rtm 2045 R6 Fund | — | — | — | $6.2M | 2.5% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $5.8M | 2.3% | |
| The American Funds Am Fds Trgt Dte Rtm 2055 R6 Fund | — | — | — | $5.7M | 2.3% | |
| The American Funds Am Fds Trgt Dte Rtm 2035 R6 Fund | — | — | — | $5.7M | 2.3% | |
| The American Funds Am Fds Trgt Dte Rtm 2060 R6 Fund | — | — | — | $4.9M | 2.0% | |
| Fidelity Management & Research Fid LC Gr Index Fund | — | — | — | $4.7M | 1.9% | |
| Self-Directed Brokerage Acct Virtus Investment Advisers, Inc. Self-Directed Brokerage Acct | OTHER | — | — | $4.1M | 1.6% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $3.1M | 1.3% | |
| The American Funds American Funds NewPrsp R6 Fund | — | — | — | $2.0M | 0.8% | |
| Vanguard Group Vanguard Explorer Admiral Fund | — | — | — | $1.9M | 0.8% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $1.8M | 0.7% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1.8M | 0.7% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $1.7M | 0.7% | |
| The American Funds Am Fds Trgt Dte Rtm 2020 R6 Fund | — | — | — | $1.5M | 0.6% | |
| Franklin Mutual Advisers, LLC Franklin Small Cap Value R6 Fd | — | — | — | $1.3M | 0.5% | |
| Participant Loans * Participants 3.50% - 10.50% interest rate | — | — | — | $1.3M | 0.5% | |
| The American Funds Am Fds Trgt Dte Rtm 2010 R6 Fund | — | — | — | $1.3M | 0.5% | |
| Principal Life Insurance Company Principal Glb Emerging Mkts Sep Acct | — | — | — | $1.2M | 0.5% | |
| PRIN GLBL EMERG MARKETS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $1.2M | 0.5% | |
| The American Funds Am Fds Trgt Dte Rtm 2065 R6 Fd | — | — | — | $1.2M | 0.5% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $1.1M | 0.5% | |
| Invesco Inv Oppenheim Intl R6 Fund | — | — | — | $972K | 0.4% | |
| T.Rowe Price T. Rowe Price Spm Con All I FD | — | — | — | $810K | 0.3% | |
| T.Rowe Price T. Rowe Price Sp Md Gr AI I Fd | — | — | — | $639K | 0.3% | |
| The American Funds Am Fds Trgt Dte Rtm 2015 R6 Fund | — | — | — | $431K | 0.2% | |
| PRIN FIN GRP, INC. STOCK SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 086 | Pooled Separate Account | — | — | $69K | <0.1% | |
| (E) | — | — | — | $69K | <0.1% |