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Original filing (PDF)20251014125950NAL0002831313001
KELBERMAN CENTER, INC.
Form 5500
FILING_RECEIVED
KELBERMAN CENTER, INC. 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
319
Accounts w/ balance
132
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- No recordkeeper disclosed on Schedule C.
- Only 41% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KELBERMAN CENTER, INC..
Plan sponsor
Name
KELBERMAN CENTER, INC.
EIN
55-0901293
Address
2513 SUNSET AVENUE · UTICA, NY · 13502
Phone
(315) 797-6241
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BONADIO & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $28K | — |
Investments
31 direct securities· $5.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRINCIPAL FUNDS INC PRIN LIFETIME 2040 INST FUND | — | — | — | $1.0M | 17.3% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2045 INST FUND | — | — | — | $666K | 11.3% | |
| PRINCIPAL FUNDS INC PRIN INFLATION PROT INST FUND 210 * PRINCIPAL FUNDS INC PRIN LGCP S&P 500 IDX INST FD | — | — | — | $421K | 7.1% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2035 INST FUND | — | — | — | $396K | 6.7% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2030 INST FUND | — | — | — | $391K | 6.6% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2050 INST FUND | — | — | — | $390K | 6.6% | |
| JP MORGAN FUNDS JP MORGAN LARGE CAP GR R6 | — | — | — | $362K | 6.1% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2025 INST FUND | — | — | — | $309K | 5.2% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2055 INST FUND | — | — | — | $257K | 4.4% | |
| WELLS FARGO ALLSPRING DSPD US CORE ADMIN | — | — | — | $248K | 4.2% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2060 INST FUND | — | — | — | $208K | 3.5% | |
| VANGUARD GROUP VANGUARD GROWTH INDEX ADM FD | — | — | — | $202K | 3.4% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME STR INC INST FD | — | — | — | $130K | 2.2% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2065 INST FUND | — | — | — | $105K | 1.8% | |
| PRINCIPAL LIFE INSURANCE COMPA PRIN FIXED INC GUAR OPTION | — | — | — | $101K | 1.7% | |
| PRINCIPAL FUNDS INC PRINCIPAL INT'L EQ IND INST FD | — | — | — | $96K | 1.6% | |
| MFS INVESTMENT MANAGEMENT MFS VALUE R4 FUND | — | — | — | $91K | 1.5% | |
| BAIRD MIDCAP INST FUND | — | — | — | $84K | 1.4% | |
| VANGUARD GROUP VANGUARD VALUE INDEX ADM FD | — | — | — | $82K | 1.4% | |
| VOYA INTERMEDIATE BOND I FUND | — | — | — | $79K | 1.3% | |
| MFS INVESTMENT MANAGEMENT MFS INTL GROWTH R6 FUND | — | — | — | $76K | 1.3% | |
| PRINCIPAL FUNDS INC PRIN SMCAP S&P 600 IDX INST FD | — | — | — | $64K | 1.1% | |
| PRINCIPAL FUNDS INC PRINCIPAL BOND MKT IND INST FD | — | — | — | $59K | 1.0% | |
| PRINCIPAL FUNDS INC PRIN REAL ESTATE SECS INST FD | — | — | — | $32K | 0.5% | |
| VANGUARD GROUP VANGUARD MIDCAP VAL IDX ADM FD 0 VANGUARD GROUP VANGUARD MIDCP GRTH IDX ADM FD | — | — | — | $12K | 0.2% | |
| BLACKROCK INFL PRO BD K FD | — | — | — | $6K | 0.1% | |
| PRINCIPAL FUNDS INC PRIN MIDCP S&P 400 IDX INST FD | — | — | — | $4K | <0.1% | |
| PRINCIPAL FUNDS INC PRIN LIFETIME 2070 INST FUND | — | — | — | $3K | <0.1% | |
| PRINCIPAL FUNDS INC PRIN SMALLCAP VALUE II INST FD | — | — | — | $2K | <0.1% | |
| PRINCIPAL FUNDS INC PRIN MIDCAP VALUE I INST FUND | — | — | — | $2K | <0.1% | |
| PRINCIPAL FUNDS INC PRIN SMALLCAP INST FUND | — | — | — | $2K | <0.1% |
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