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Original filing (PDF)20251003145311NAL0000865075001
GUMBYS LLC
Form 5500
FILING_RECEIVED
GUMBY'S, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
143
Accounts w/ balance
196
Plan assets (EOY)
$9.3M
Net assets (EOY)
$9.3M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (35 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GUMBYS LLC.
Plan sponsor
Name
GUMBYS LLC
EIN
55-0753984
Address
98 EAST COVE AVENUE · WHEELING, WV · 26003
Phone
(304) 242-0002
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2A · Age/service weighted or new comparability
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
LOUIS PLUNG AND COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL, N.A. | 45-6062081 | — | RECORDKEEPER | $33K | — |
Investments
26 direct securities· $9.1M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Alerus Financial, N.A. Vanguard Total Stock Market Index Admiral Fund | — | — | — | $1.5M | 16.0% | |
| Standard Insurance The Standard Stable Asset Fund II Company Interest crediting rate of 3.05% | — | — | — | $1.1M | 11.3% | |
| Alerus Financial, N.A. Fidelity Total Bond Fund | — | — | — | $944K | 10.1% | |
| Alerus Financial, N.A. Dodge & Cox Income Fund | — | — | — | $925K | 9.9% | |
| Alerus Financial, N.A. Parnassus Core Equity Institutional Fund | — | — | — | $611K | 6.5% | |
| Alerus Financial, N.A. Vanguard Equity Income Fund - Admiral Shares | — | — | — | $601K | 6.4% | |
| Alerus Financial, N.A. Vanguard International Growth Admiral | — | — | — | $549K | 5.9% | |
| Alerus Financial, N.A. Dimensional U.S. Targeted Value I | — | — | — | $523K | 5.6% | |
| Alerus Financial, N.A. T. Rowe Price U.S. Equity Research Fund | — | — | — | $487K | 5.2% | |
| Alerus Financial, N.A. Dimensional International Value Fund | — | — | — | $429K | 4.6% | |
| Alerus Financial, N.A. Dimensional U.S. Small Cap Growth Institutional Fund | — | — | — | $364K | 3.9% | |
| Alerus Financial, N.A. Vanguard 500 Index Fund - Admiral Shares | — | — | — | $207K | 2.2% | |
| Alerus Financial, N.A. American Funds Target Retirement 2030 Fund | — | — | — | $125K | 1.3% | |
| Alerus Financial, N.A. American Funds Target Retirement 2055 Fund | — | — | — | $125K | 1.3% | |
| Alerus Financial, N.A. Vanguard Developed Markets Index Fund - Admiral Shares | — | — | — | $121K | 1.3% | |
| Alerus Financial, N.A. Vanguard Small Cap Index Admiral Fund | — | — | — | $112K | 1.2% | |
| Alerus Financial, N.A. American Funds Target Retirement 2035 Fund | — | — | — | $110K | 1.2% | |
| Alerus Financial, N.A. American Funds Target Retirement 2040 Fund | — | — | — | $71K | 0.8% | |
| Alerus Financial, N.A. American Funds Target Retirement 2045 Fund | — | — | — | $52K | 0.6% | |
| Alerus Financial, N.A. Vanguard Index Trust Mid Cap Index Fund - Admiral Shares | — | — | — | $42K | 0.5% | |
| Alerus Financial, N.A. American Funds Target Retirement 2025 Fund | — | — | — | $36K | 0.4% | |
| Alerus Financial, N.A. American Funds Target Retirement 2060 Fund | — | — | — | $34K | 0.4% | |
| Alerus Financial, N.A. Vanguard Wellington Admiral Shares Fund | — | — | — | $32K | 0.3% | |
| Alerus Financial, N.A. American Funds New World ** 668 * Alerus Financial, N.A. American Funds Target Retirement 2020 Fund | — | — | — | $23K | 0.2% | |
| Alerus Financial, N.A. American Funds Target Retirement 2050 Fund | — | — | — | $20K | 0.2% | |
| Alerus Financial, N.A. Vanguard Inflation Protected Securities Fund - Admiral Shares | — | — | — | $20K | 0.2% |
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