Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY EMPLOYER | $185K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | RETAINED BY EMPLOYER | $459K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| See attached | Common Stocks | — | $37.5M | $46.7M | 29.6% | |
| Government securities See attached | Other securities | — | $26.7M | $25.4M | 16.1% | |
| See attached | Mutual Funds | — | $23.8M | $24.5M | 15.5% | |
| Exchange-traded & closed-end funds See attached | Other securities | — | $16.7M | $19.7M | 12.5% | |
| See attached | Corporate Bonds | — | $12.1M | $12.3M | 7.8% | |
| S&P BBB+; Issued 03/24/22; Asset Class: FI & Pref S&P BBB+; Issued 07/25/23; Asset Class: FI & PrefS&P BBB+; Issued 07/25/22; Asset Class: FI & PrefS&P BBB+; Issued 01/23/24; Asset Class: FI & Pref | Other securities | — | — | $11.3M | 7.1% | |
| Private equity See attached | Other securities | — | $10.0M | $11.0M | 7.0% | |
| REIT See attached | Common Stock | — | $6.2M | $6.1M | 3.9% | |
| Hedge funds See attached | Other securities | — | $4.3M | $4.3M | 2.7% | |
| Money market funds See attached | Cash / Money Market | — | $3.9M | $3.9M | 2.5% | |
| 5500 Unrealized | Other securities | — | — | $1.8M | 1.2% | |
| Carrying Value Carrying Value | Other securities | — | — | $989K | 0.6% | |
| Carrying Value$833,726.30Carrying Value | Other securities | — | — | $834K | 0.5% | |
| Carrying Value4,587,371. | Other securities | — | $4.6M | $587K | 0.4% | |
| Market Value | Other securities | — | — | $552K | 0.3% | |
| Carrying Value | Other securities | — | — | $285K | 0.2% | |
| Carrying Value | Other securities | — | $1.7M | $246K | 0.2% | |
| Original Total Cost 229,225.67229,225.67 | Other securities | — | $2K | $246K | 0.2% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLMA4963Coupon RateInterest Paid Monthly; Yield to Maturity 4.095%; Factor .8912645; Issued 02/01/23; Current Face 94,474.037; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5444Coupon RateInterest Paid Monthly; Yield to Maturity 5.513%; Factor .9508986; Issued 07/01/24; Current Face 194,934.213; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFM7031Coupon RateInterest Paid Monthly; Yield to Maturity 4.384%; Factor .3319627; Issued 04/01/21; Current Face 40,499.449; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4655Coupon RateInterest Paid Monthly; Yield to Maturity 4.427%; Factor .8456980; Issued 06/01/22; Current Face 228,338.460; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFM3664Coupon RateInterest Paid Monthly; Yield to Maturity 4.399%; Factor .1686957; Issued 06/01/20; Current Face 29,521.748; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4580Coupon RateInterest Paid Monthly; Yield to Maturity 4.102%; Factor .7957075; Issued 03/01/22; Current Face 56,495.232; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4700Coupon RateInterest Paid Monthly; Yield to Maturity 4.427%; Factor .8557284; Issued 07/01/22; Current Face 11,124.469; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5296Coupon RateInterest Paid Monthly; Yield to Maturity 5.513%; Factor .8930652; Issued 02/01/24; Current Face 192,009.018; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5294Coupon RateInterest Paid Monthly; Yield to Maturity 5.127%; Factor .9450380; Issued 02/01/24; Current Face 228,699.196; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | Bonds / Notes | — | — | $229K | 0.1% | |
| Carrying Value | Other securities | — | — | $222K | 0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLBX4430Coupon RateInterest Paid Monthly; Yield to Maturity 3.771%; Factor .9642375; Issued 09/01/23; Current Face 47,247.638; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4656Coupon RateInterest Paid Monthly; Yield to Maturity 4.782%; Factor .8260143; Issued 06/01/22; Current Face 118,120.045; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5613Coupon RateInterest Paid Monthly; Yield to Maturity 5.136%; Factor .9935059; Issued 01/01/25; Current Face 183,798.592; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB3914Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8176468; Issued 05/01/22; Current Face 32,705.872; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS6943Coupon RateInterest Paid Monthly; Yield to Maturity 3.786%; Factor .9224658; Issued 01/01/24; Current Face 125,455.349; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS8795Coupon RateInterest Paid Monthly; Yield to Maturity 5.881%; Factor .9634749; Issued 08/01/24; Current Face 115,616.988; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB3000Coupon RateInterest Paid Monthly; Yield to Maturity 3.134%; Factor .8519157; Issued 02/01/22; Current Face 27,261.302; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS0879Coupon RateInterest Paid Monthly; Yield to Maturity 3.440%; Factor .8054870; Issued 02/01/22; Current Face 16,915.227; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLBT6607Coupon RateInterest Paid Monthly; Yield to Maturity 3.466%; Factor .7944186; Issued 02/01/22; Current Face 217,670.696; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | Bonds / Notes | — | — | $218K | 0.1% | |
| Market Value Market Value Market Value | Other securities | — | — | $153K | <0.1% | |
| $127,985.70CONTINUED | Other securities | — | — | $128K | <0.1% | |
| Market Value173,013.52135,431.99259,343.24235,670.12210,119.06 Market Value | Other securities | — | — | $114K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFHLMC 30 YR GOLD G07961Coupon RateInterest Paid Monthly; Yield to Maturity 4.031%; Factor .1437043; Issued 02/01/15; Current Face 27,878.634; Asset Class: FI & PrefFHLMC 30 YR GOLD QE2363Coupon RateInterest Paid Monthly; Yield to Maturity 4.105%; Factor .8420251; Issued 05/01/22; Current Face 101,885.037; Asset Class: FI & PrefFHLMC 30 YR GOLD QE1600Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8809522; Issued 04/01/22; Current Face 19,380.948; Asset Class: FI & PrefFHLMC 30 YR GOLD RA6665Coupon RateInterest Paid Monthly; Yield to Maturity 3.792%; Factor .8326854; Issued 01/01/22; Current Face 4,996.112; Asset Class: FI & PrefFHLMC 30 YR GOLD RA7189Coupon RateInterest Paid Monthly; Yield to Maturity 4.102%; Factor .8375776; Issued 04/01/22; Current Face 44,391.613; Asset Class: FI & PrefFHLMC 30 YR GOLD RA6945Coupon RateInterest Paid Monthly; Yield to Maturity 4.108%; Factor .8075828; Issued 02/01/22; Current Face 94,487.188; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8243Coupon RateInterest Paid Monthly; Yield to Maturity 4.099%; Factor .8729491; Issued 08/01/22; Current Face 235,696.257; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8243Coupon RateInterest Paid Monthly; Yield to Maturity 4.099%; Factor .8729491; Issued 08/01/22; Current Face 103,007.994; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8244Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8665056; Issued 08/01/22; Current Face 71,053.459; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8200Coupon RateInterest Paid Monthly; Yield to Maturity 3.470%; Factor .8215438; Issued 02/01/22; Current Face 67,366.592; Asset Class: FI & PrefFHLMC 30 YR GOLD SD2254Coupon RateInterest Paid Monthly; Yield to Maturity 4.069%; Factor .8647176; Issued 01/01/23; Current Face 74,365.714; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8225Coupon RateInterest Paid Monthly; Yield to Maturity 3.787%; Factor .8754319; Issued 06/01/22; Current Face 107,678.124; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | Bonds / Notes | — | — | $108K | <0.1% | |
| BBB; Issued 05/24/21; Asset Class: FI & Pref | Other securities | — | — | $103K | <0.1% | |
| Carrying Value | Other securities | — | — | $100K | <0.1% | |
| Carrying Value Original Total Cost 22,580.50 | Other securities | — | $23K | $99K | <0.1% | |
| S&P BB; Issued 02/10/25; Asset Class: FI & Pref 21,254.10 18,353.2129,427.5335,348.88 39,549.1122,513.97 23,940.28 | Other securities | — | $24K | $98K | <0.1% | |
| S&P BB; Issued 10/05/21; Asset Class: FI & Pref S&P BBB-; Issued 03/04/24; Asset Class: FI & Pref Original Total Cost 21,214.20 18,203.4028,791.0034,749.02 39,277.4622,444.00 23,812.50 | Other securities | — | $24K | $97K | <0.1% | |
| See Independent Auditor's Report Face Value21,000.00 18,000.0028,000.0034,000.00 45,000.0025,000.00 25,000.00 | Other securities | — | $25K | $97K | <0.1% | |
| Face Value Percentage | Other securities | — | — | $95K | <0.1% | |
| See Independent Auditor's Report S&P A-; Issued 02/03/09; Asset Class: FI & Pref Face Value61,000.00 64,000.00 52,000.0032,000.0020,000.0017,000.0011,000.00 | Other securities | — | — | $94K | <0.1% | |
| See Independent Auditor's Report Face Value37,000.0054,000.00 | Other securities | — | — | $92K | <0.1% | |
| Carrying Value Original Total Cost 29,445.2143,578.81 | Other securities | — | — | $91K | <0.1% | |
| See Independent Auditor's Report Face Value | Other securities | — | $15K | $81K | <0.1% | |
| Carrying Value Original Total Cost 45,151.34 | Other securities | — | $45K | $79K | <0.1% | |
| S&P BBB-; Issued 06/12/19; Asset Class: FI & PrefS&P BBB-; Issued 05/13/24; Asset Class: FI & Pref Original S&P A-; Issued 11/07/22; Asset Class: FI & Pref Total Cost 61,238.51 64,635.52 51,915.7630,740.4819,973.2017,694.7911,143.77 | Other securities | — | — | $78K | <0.1% | |
| See Independent Auditor's Report Face Value 45,000.00 | Other securities | — | $45K | $77K | <0.1% | |
| N/A 46,252.08 34,160.1396,686.2573,435.4254,951.4271,593.55 | Other securities | — | — | $67K | <0.1% | |
| Carrying Value Original Total Cost 42,925.27 38,638.1539,506.0155,215.0062,512.5028,003.1789,892.0113,525.3562,685.1757,179.35 | Other securities | — | — | $66K | <0.1% | |
| See Independent Auditor's Report Face Value59,000.0020,000.0086,000.0085,000.0025,000.0019,000.00 26,000.0027,000.00 | Other securities | — | — | $65K | <0.1% | |
| See Independent Auditor's Report Face Value | Other securities | — | — | $62K | <0.1% | |
| N/A 39,736.63 35,321.1986,656.3987,402.1048,557.6667,377.57 | Other securities | — | — | $60K | <0.1% | |
| See Independent Auditor's Report Face Value18,000.00 | Other securities | — | $55K | $59K | <0.1% | |
| Carrying Value Original Total Cost 29,454.41 52,316.82 12,954.72 | Other securities | — | $13K | $58K | <0.1% | |
| See Independent Auditor's Report Face Value68,000.00 | Other securities | — | $38K | $58K | <0.1% | |
| Carrying Value Original Total Cost 17,655.30 | Other securities | — | $54K | $58K | <0.1% | |
| Gain/(Loss)(2,042.99) | Other securities | — | $47K | $56K | <0.1% | |
| Carrying Value Original Total Cost 57,746.1048,024.09 52,713.8593,029.5835,135.70 31,401.62 | Other securities | — | $31K | $55K | <0.1% |
