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Original filing (PDF)20250930101827NAL0011538705001
97TH FLOOR LLC
Form 5500
FILING_RECEIVED
97TH FLOOR 401(K) PLAN
401(k) retirement plan
Active participants
88
Accounts w/ balance
115
Plan assets (EOY)
$3.6M
Net assets (EOY)
$3.6M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (11 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 97TH FLOOR LLC.
Plan sponsor
Name
97TH FLOOR LLC
EIN
54-2186389
Address
2600 WEST EXECUTIVE PARKWAY · STE 180 · LEHI, UT · 84043
Phone
(801) 341-1986
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
Investments
21 direct securities· $3.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $834K | 23.2% | |
| Fidelity Freedom 2060 Fund Mutual Fund | — | — | — | $756K | 21.0% | |
| Fidelity Freedom 2055 Fund Mutual Fund | — | — | — | $549K | 15.3% | |
| Fidelity Freedom 2065 Fund Mutual Fund | — | — | — | $348K | 9.7% | |
| Fidelity BrokerageLink Self-Directed Brokerage Accounts | — | — | — | $337K | 9.4% | |
| Fidelity Freedom 2050 Fund Mutual Fund | — | — | — | $315K | 8.7% | |
| Fidelity Freedom 2045 Fund Mutual Fund | — | — | — | $296K | 8.2% | |
| Fidelity Freedom 2070 Fund Mutual Fund ** 366 * Participant Loans to participants bearing interest from 4.25% to 9.50% | — | — | — | $95K | 2.6% | |
| Fidelity Freedom 2035 Fund Mutual Fund | — | — | — | $26K | 0.7% | |
| JPMorgan Government Bond Fund Mutual Fund ** 16 Putnam Large Cap Value Fund Mutual Fund | — | — | — | $8K | 0.2% | |
| JPMorgan US Equity Fund Mutual Fund | — | — | — | $6K | 0.2% | |
| Fidelity Blue Chip Growth Fund Mutual Fund | — | — | — | $6K | 0.2% | |
| PIMCO StockPLUS International Fund USD-Hedged Mutual Fund | — | — | — | $4K | 0.1% | |
| Gabelli US Treasury Money Market Fund Mutual Fund | — | — | — | $4K | 0.1% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| PIMCO RAE US Small Institutional Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| Loomis Sayles Investment Grade Bond Fund Mutual Fund ** 520 Cohen & Steers Realty Shares Fund Mutual Fund ** 1 American Funds New World Fund Mutual Fund ** 21 Allspring Special Mid Cap Value Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual Fund ** 5 * Fidelity Total International Index Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $2K | <0.1% | |
| Fidelity Capital & Income Fund Mutual Fund | — | — | — | $2K | <0.1% | |
| Fidelity Small Cap Growth Fund Mutual Fund | — | — | — | $2K | <0.1% |
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