How big is Haitong Securities USA, LLC's plan?

Haitong Securities USA, LLC's plan reported $5.3M in assets and 15 participants for 2024.

Original filing (PDF)20250516115105NAL0015451971001

Haitong Securities USA, LLC

Name: Haitong Securities USA, LLC — Haitong Securities, Form 5500 (2024)
Creator: Haitong Securities USA, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Haitong Securities USA, LLC 401(k) Plan

401(k) retirement plan · Haitong Securities USA, LLC's Haitong Securities USA, LLC 401(k) Plan held $5.3M in plan assets for 15 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$5.3M

Net assets (EOY)

$5.3M

People on this filing

Magdalena Maslowski signed Haitong Securities USA, LLC's 2024 Form 5500 as plan administrator.

Magdalena Maslowski — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Haitong Securities USA, LLC's EIN is 47-5198024.

EIN 47-5198024

Plan number 001

Plan year 2024

ACK ID 20250516115105NAL0015451971001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Haitong Securities USA, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Haitong Securities USA, LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HAITONG SECURITIES USA, LLC.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High account-holder ratio — balance-holders per active participant in the top 15% of peers (98th percentile).

Plan sponsor

Name

HAITONG SECURITIES USA, LLC

EIN

all filings

Address

452 5TH AVENUE · 23RD FLOOR · NEW YORK, NY · 10018

Phone

(212) 351-6029

Industry

Commercial Banking· Finance & Insurance

Plan administrator