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Original filing (PDF)20251013102034NAL0001697520001
GOTHAM GREENS BUTTERHEAD, LLC
Form 5500
FILING_RECEIVED
GOTHAM GREENS 401(K)
401(k) retirement plan
Signals · 2
~93 bps in Sched C feesNo recordkeeper disclosed
Active participants
578
Accounts w/ balance
612
Plan assets (EOY)
$6.9M
Net assets (EOY)
$6.9M
How this plan invests
This plan
16 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 93 bps in Schedule C fees — 80% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOTHAM GREENS BUTTERHEAD, LLC.
Plan sponsor
Name
GOTHAM GREENS BUTTERHEAD, LLC
EIN
47-4110539
Address
810 HUMBOLDT ST. · BROOKLYN, NY · 112221914
Phone
(718) 935-0600
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $64K | — |
Investments
23 direct securities · 16 pooled funds· $6.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$4.4M
16 holdings
Uncategorized
$2.6M
23 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Global Allocation Fund Inc ** 650 BlackRock Inflation Protected Bond Portfolio ** 631 Fidelity Investments Fidelity 500 Index Fund | — | — | — | $1.0M | 14.7% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $781K | 11.3% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $647K | 9.4% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $638K | 9.3% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $611K | 8.9% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $421K | 6.1% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $325K | 4.7% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $256K | 3.7% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $256K | 3.7% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $241K | 3.5% | |
| TIAA Investments TIAA-CREF Large-Cap Growth Index Fund | — | — | — | $183K | 2.7% | |
| BlackRock Mid-Cap Growth Equity Portfolio | — | — | — | $163K | 2.4% | |
| American Funds Service Company New Perspective Fund | — | — | — | $148K | 2.1% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $133K | 1.9% | |
| JP Morgan Funds JPMorgan Government Bond Fund ** 77 Lord Abbett Lord Abbett Developing Growth Fund Inc | — | — | — | $131K | 1.9% | |
| MFS Investment Management MFS International Diversification Fund | — | — | — | $97K | 1.4% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $94K | 1.4% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $87K | 1.3% | |
| MFS Investment Management MFS Mid Cap Value Fund | — | — | — | $87K | 1.3% | |
| Delaware Charter Guarantee and Fixed Income Guaranteed Option | — | — | — | $77K | 1.1% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $75K | 1.1% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $59K | 0.9% | |
| Notes receivable from participants Interest rates 9.75%-10.50%, maturing on various dates $0 | — | — | — | $58K | 0.8% | |
| PGIM Investments PGIM Global Total Return Fund ** 42 PGIM Investments PGIM High Yield Fund | — | — | — | $54K | 0.8% | |
| Fidelity Investments Fidelity US Bond Index | — | — | — | $41K | 0.6% | |
| JP Morgan Funds Undiscovered Managers Behavioral Value Fund | — | — | — | $39K | 0.6% | |
| Principal Life Insurance Company Principal LifeTime 2070 Separate Account-Z | — | — | — | $38K | 0.5% | |
| PRIN LIFETM 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 179 | Pooled Separate Account | — | — | $38K | 0.5% | |
| Fidelity Investments Fidelity Advisor International Growth Fund | — | — | — | $33K | 0.5% | |
| TIAA Investments TIAA-CREF Large-Cap Value Index Fund | — | — | — | $32K | 0.5% | |
| Fidelity Investments Fidelity Advisor Balanced Fund | — | — | — | $22K | 0.3% | |
| American Funds Service Company New World Fund Inc | — | — | — | $15K | 0.2% | |
| (E) | — | — | — | $15K | 0.2% | |
| JP Morgan Funds JPMorgan US Equity Fund | — | — | — | $13K | 0.2% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $13K | 0.2% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $4K | <0.1% | |
| PRIN LIFETIME 2015 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 110 | Pooled Separate Account | — | — | $3K | <0.1% | |
| Principal Life Insurance Company Principal LifeTime Strategic Income Separate Account | — | — | — | $2K | <0.1% | |
| PRIN LIFETIME STRAT INC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 080 | Pooled Separate Account | — | — | $2K | <0.1% |
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