Original filing (PDF)20250623150521NAL0003798435001

ROK FINANCIAL LLC

Name: ROK FINANCIAL LLC — ROK FINANCIAL LLC 401K PLAN, Form 5500 (2024)
Creator: ROK FINANCIAL LLC

Form 5500-SF

FILING_RECEIVED

ROK FINANCIAL LLC 401K PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$903K

Net assets (EOY)

$903K

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (25th percentile).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ROK FINANCIAL LLC.

Plan sponsor

Name

ROK FINANCIAL LLC

EIN

47-1673481

Address

3500 SUNRISE HIGHWAY · STE 201 · GREAT RIVER, NY · 11769

Phone

(631) 209-7644

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-23

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

KUBER FINANCIAL, LLC

KUBER FINANCIAL, LLC/MAXDECISIONS 401(K) PROFIT SHARING PLAN

$894K · 21 participants

LIGHTHOUSE PAYMENT SERVICES, INC.

LIGHTHOUSE PAYMENT SERVICES, INC. 401(K) PLAN

$890K · 26 participants

OAKNORTH

OAKNORTH 401(K) PLAN

$919K · 17 participants

PARTNERS CAPITAL FINANCE INC.

PARTNERS CAPITAL FINANCE INC. DEFINED BENEFIT PENSION PLAN

$919K · 4 participants

PETROLEUM & FRANCHISE CAPITAL, LLC

PETROLEUM & FRANCHISE CAPITAL, LLC 401(K) PLAN