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Original filing (PDF)20260123121631NAL0007471056001
SUTRO BIOPHARMA, INC.
Form 5500
FILING_RECEIVED
SUTRO BIOPHARMA, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 2.2 mo
Active participants
340
Accounts w/ balance
390
Plan assets (EOY)
$43.9M
Net assets (EOY)
$43.9M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
91
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.2 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUTRO BIOPHARMA, INC..
Plan sponsor
Name
SUTRO BIOPHARMA, INC.
EIN
47-0926186
Address
111 OYSTER POINT BLVD · SOUTH SAN FRANCISCO, CA · 94080
Phone
(650) 676-4629
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | 43-1451524 | — | ADVISOR | $74K | — |
Investments
35 direct securities· $43.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Research Company LLC Fund Class K6 Mutual funds * Fidelity Management & Fidelity 500 Index Fund N/R | — | — | — | $9.0M | 20.5% | |
| Research Company LLC * Fidelity Management & Fidelity Freedom Blend 2035 N/R | — | — | — | $3.5M | 7.9% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2040 N/R | — | — | — | $3.4M | 7.7% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2025 N/R | — | — | — | $3.2M | 7.2% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2050 N/R | — | — | — | $2.8M | 6.5% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2055 N/R | — | — | — | $2.8M | 6.3% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2045 N/R | — | — | — | $2.3M | 5.2% | |
| Money market funds * Fidelity Management & Fidelity Government Money Market N/R | — | — | — | $2.1M | 4.8% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2030 N/R | — | — | — | $1.6M | 3.6% | |
| Research Company LLC Fund;K6 JPMorgan Large Cap Growth N/R | — | — | — | $1.3M | 2.9% | |
| Fund;R6 * Fidelity Management & Fidelity Mid Cap Index Fund N/R | — | — | — | $1.1M | 2.5% | |
| Research Company LLC * Fidelity Management & Fidelity International Index Fund N/R | — | — | — | $1.0M | 2.4% | |
| Research Company LLC Dimensional Fund Advisors DFA US Targeted Value N/R | — | — | — | $995K | 2.3% | |
| Portfolio;Institutional * Fidelity Management & Fidelity Freedom Blend 2060 N/R | — | — | — | $973K | 2.2% | |
| Research Company LLC Fund;K6 Parnassus Core Equity N/R | — | — | — | $745K | 1.7% | |
| Fund;Institutional Janus Henderson Janus Henderson Enterprise Fund;N N/R | — | — | — | $724K | 1.6% | |
| Fidelity Management & Fidelity Small Cap Index Fund N/R | — | — | — | $646K | 1.5% | |
| Victory Capital Victory Core Plus Intermediate Bond N/R | — | — | — | $612K | 1.4% | |
| Fund;R6 Franklin Templeton Investments Putnam Large Cap Value Fund;R6 N/R | — | — | — | $589K | 1.3% | |
| American Funds American Funds EuroPacific Growth N/R | — | — | — | $509K | 1.2% | |
| Fund;R6 Vanguard Short-Term Bond Index N/R | — | — | — | $507K | 1.2% | |
| Fund;Admiral MFS Mid Cap Value Fund;R6 N/R | — | — | — | $501K | 1.1% | |
| Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $479K | 1.1% | |
| Cohen & Steers Cohen & Steers Real Estate N/R | — | — | — | $385K | 0.9% | |
| Securities Fund;Z Invesco Discovery Fund;R6 N/R | — | — | — | $381K | 0.9% | |
| American Funds American Funds New World N/R | — | — | — | $355K | 0.8% | |
| Fund;R6 * Fidelity Management & Fidelity Inflation-Protected Bond N/R | — | — | — | $282K | 0.6% | |
| Research Company LLC Index Fund Columbia Threadneedle Columbia Overseas Value Fund;I3 N/R | — | — | — | $279K | 0.6% | |
| Fidelity Management & Fidelity Freedom Blend 2020 N/R | — | — | — | $275K | 0.6% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2015 N/R | — | — | — | $263K | 0.6% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Us Sustn Index N/R | — | — | — | $162K | 0.4% | |
| Research Company LLC * Fidelity Management & Fidelity Freedom Blend Income N/R | — | — | — | $136K | 0.3% | |
| Research Company LLC Fund;K6 * Fidelity Management & Fidelity Freedom Blend 2065 N/R | — | — | — | $59K | 0.1% | |
| Research Company LLC Fund;K6 Dimensional Fund Advisors DFA Intl Sus Core 1 N/R | — | — | — | $9K | <0.1% | |
| Dimensional Fund Advisors DFA Soc Fixed Inc Is N/R | — | — | — | $7K | <0.1% |