Original filing (PDF)20250904132024NAL0016164737001

Allogene Therapeutics, Inc.

Name: Allogene Therapeutics, Inc. — Allogene Therapeutics, Form 5500 (2024)
Creator: Allogene Therapeutics, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Allogene Therapeutics, Inc. 401(k) Plan

401(k) retirement plan · Allogene Therapeutics, Inc.'s Allogene Therapeutics, Inc. 401(k) Plan held $44.0M in plan assets for 233 participants in 2024, with Fidelity as recordkeeper.

Active participants

233

Accounts w/ balance

386

Plan assets (EOY)

$44.0M

Net assets (EOY)

$44.0M

How this plan invests

This plan

10 pooled trusts

Schedule D

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (88th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ALLOGENE THERAPEUTICS, INC..

Plan sponsor

Name

ALLOGENE THERAPEUTICS, INC.

EIN

all filings

Address

210 E. GRAND AVE · SOUTH SAN FRANCISCO, CA · 94080

Phone

(714) 552-0326

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-04

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$11K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$13K	—
MORGAN STANLEY SMITH BARNEY LLC

Investments

31 direct securities · 10 pooled funds· $68.3M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$32.7M

20 holdings

Common Collective Trust

$24.2M

10 holdings

Common Collective Trusts

$9.8M

5 holdings

Other securities

$1.2M

5 holdings

Bonds / Notes

$286K

1 holding

					% of plan
Fidelity Investments Fidelity 500 Index Fund	Common Collective Trusts	—	—	$6.7M	15.3%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2035	Mutual Funds	—	—	$5.0M	11.3%
FID FRDM BLND 2035 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 092	Common Collective Trust	—	—	$5.0M	11.3%
Fidelity Investments Fidelity Blue Chip Growth Fund	Mutual Funds	—	—	$4.9M	11.1%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2050	Mutual Funds	—	—	$4.7M	10.6%
FID FRDM BLND 2050 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 095	Common Collective Trust	—	—	$4.7M	10.6%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2045	Mutual Funds	—	—	$4.4M	10.1%
FID FRDM BLND 2045 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 094	Common Collective Trust	—	—	$4.4M	10.1%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2055	Mutual Funds	—	—	$3.3M	7.4%
FID FRDM BLND 2055 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 113	Common Collective Trust	—	—	$3.3M	7.4%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2040	Mutual Funds	—	—	$3.1M	7.0%
FID FRDM BLND 2040 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 093	Common Collective Trust	—	—	$3.1M	7.0%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2030	Mutual Funds	—	—	$2.1M	4.8%
FID FRDM BLND 2030 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 091	Common Collective Trust	—	—	$2.1M	4.8%
Fidelity Investments Fidelity Mid Cap Index Fund	Common Collective Trusts	—	—	$1.3M	3.0%
Fidelity Investments Fidelity Total Bond Fund	Mutual Funds	—	—	$884K	2.0%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2060	Mutual Funds	—	—	$783K	1.8%
FID FRDM BLND 2060 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 147	Common Collective Trust	—	—	$783K	1.8%
Fidelity Investments Fidelity Global ex U.S. Index Fund	Common Collective Trusts	—	—	$774K	1.8%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2025	Mutual Funds	—	—	$743K	1.7%
FID FRDM BLND 2025 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 090	Common Collective Trust	—	—	$743K	1.7%
Columbia Threadneedle Columbia Dividend Income Fund Class A	Other securities	—	—	$616K	1.4%
MFS International Diversification Fund Class R3	Mutual Funds	—	—	$598K	1.4%
Fidelity Investments Fidelity Emerging Markets Fund	Mutual Funds	—	—	$594K	1.4%
Fidelity Investments Fidelity Small Cap Index Fund	Common Collective Trusts	—	—	$585K	1.3%
Fidelity Investments Fidelity Government Money Market Fund	Mutual Funds	—	—	$520K	1.2%
Fidelity Investments Fidelity U.S. Bond Index Fund	Common Collective Trusts	—	—	$465K	1.1%
Participant Loans to participants, bearing interest ranging from 4.5% to 9.5%	Bonds / Notes	—	—	$286K	0.7%
MFS Mid Cap Growth Fund R3 Shares	Mutual Funds	—	—	$284K	0.6%
Allspring Global Investments Allspring Special Mid Cap Value Fund Class Admin	Other securities	—	—	$252K	0.6%
Fidelity Investments Fidelity Overseas Fund	Mutual Funds	—	—	$240K	0.5%
Janus Henderson Janus Henderson Triton Fund Class I	Mutual Funds	—	—	$195K	0.4%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2065	Mutual Funds	—	—	$177K	0.4%
FID FRDM BLND 2065 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 168	Common Collective Trust	—	—	$177K	0.4%
Fidelity Investments Fidelity Real Estate Investment Portfolio	Mutual Funds	—	—	$155K	0.4%
Principal Funds Principal SmallCap Fund R5 Class	Other securities	—	—	$141K	0.3%
BlackRock High Yield Bond Portfolio Class K	Other securities	—	—	$124K	0.3%
PIMCO Real Return Fund Institutional	Mutual Funds	—	—	$86K	0.2%
Allspring Global Investments Allspring Special Small Cap Value Fund Class Admin	Other securities	—	—	$79K	0.2%
Fidelity Institutional Asset Management Trust Company Fidelity Freedom Blend 2020	Mutual Funds	—	—	$36K	<0.1%
FID FRDM BLND 2020 H FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 089	Common Collective Trust	—	—	$36K	<0.1%