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Original filing (PDF)20250909053015NAL0019987617001
SWIFTLY, INC
Form 5500
FILING_RECEIVED
SWIFTLY 401(K) PLAN.
401(k) retirement plan
Signals · 1
35% in single holding
Active participants
76
Accounts w/ balance
109
Plan assets (EOY)
$7.4M
Net assets (EOY)
$7.4M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VAN TARGET RETIRE 2055" is 35% of plan.
Helping the score
- Below-peer total fees (18 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWIFTLY, INC.
Plan sponsor
Name
SWIFTLY, INC
EIN
46-5294828
Address
2261 MARKET STREET · # 4151 · SAN FRANCISCO, CA · 94114
Phone
(415) 570-9603
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $894 | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | INVESTMENT/FINANCIAL ADVI | $13K | — |
Investments
28 direct securities· $7.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $2.5M | 34.4% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.8M | 23.8% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $832K | 11.3% | |
| FID TOTAL MARKET INDEX | Registered Investment Companies | — | — | $589K | 8.0% | |
| COHEN & STEERS INST REALTY 745 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $388K | 5.3% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $298K | 4.0% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $269K | 3.6% | |
| VAN TARG RETIRE 2070 | Registered Investment Companies | — | — | $104K | 1.4% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $99K | 1.3% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $87K | 1.2% | |
| FID 500 IND | Registered Investment Companies | — | — | $58K | 0.8% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $54K | 0.7% | |
| FID US BOND IND | Registered Investment Companies | — | — | $49K | 0.7% | |
| VANGUARD FTSE SOCIAL INDEX ADM | Registered Investment Companies | — | — | $44K | 0.6% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $38K | 0.5% | |
| MFS INTERNATIONAL EQUITY R6 | Registered Investment Companies | — | — | $29K | 0.4% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $25K | 0.3% | |
| PRI MID CAP VALUE I - INST | Registered Investment Companies | — | — | $23K | 0.3% | |
| PGIM HIGH YIELD FUND R6 864 REGISTERED INVESTMENT COMPANY FID MID CAP INDEX | Registered Investment Companies | — | — | $17K | 0.2% | |
| VANGUARD TREASURY MONEY MARKET | Registered Investment Companies | — | — | $14K | 0.2% | |
| FID LARGE CAP GROWTH INDEX | Registered Investment Companies | — | — | $13K | 0.2% | |
| JPMORGAN MID CAP GROWTH R6 | Registered Investment Companies | — | — | $7K | <0.1% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $5K | <0.1% | |
| PIMCO RAE US SM INSTL | Registered Investment Companies | — | — | $5K | <0.1% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $3K | <0.1% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $3K | <0.1% | |
| CALVERT BOND FUND R6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| AMF BOND FUND OF AMERICA R6 | Registered Investment Companies | — | — | $2K | <0.1% |
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