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Original filing (PDF)20251014164938NAL0004568096001
FILTRATION GROUP CORPORATION
Form 5500
FILING_RECEIVED
FILTRATION GROUP 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
2,756
Accounts w/ balance
3,388
Plan assets (EOY)
$224.2M
Net assets (EOY)
$224.2M
How this plan invests
This plan
3 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 79% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FILTRATION GROUP CORPORATION.
Plan sponsor
Name
FILTRATION GROUP CORPORATION
EIN
27-3741564
Address
9442 CAPITAL OF TEXAS HWY. N SUITE · AUSTIN, TX · 78759
Phone
(503) 516-7470
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $197K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $139K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HANCOCK ASKEW & CO LLP | — | SAVANNAH, GA | AUDITOR | $37K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP LLC | 61-1758632 | — | NONE | $23K | — |
| ADVISED ASSETS GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| MORNINGSTAR INVESTMENT MANAGEMENT | 36-3297908 | — | NONE | $235 | — |
Investments
31 direct securities · 3 pooled funds· $217.3M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$200.2M
29 holdings
Common Collective Trust
$7.2M
2 holdings
Common Collective Trusts
$6.5M
1 holding
Pooled Separate Account
$2.4M
1 holding
Mutual Funds
$998K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds AMER FUNDS 2030 TARGET R6 | — | — | — | $35.8M | 16.0% | |
| American Funds AMER FUNDS 2035 TARGET R6 | — | — | — | $26.0M | 11.6% | |
| American Funds AMER FUNDS 2025 TARGET R6 | — | — | — | $25.3M | 11.3% | |
| American Funds AMER FUNDS 2040 TARGET R6 | — | — | — | $16.6M | 7.4% | |
| Fidelity Investments FIDELITY 500 INDEX FUND | — | — | — | $14.0M | 6.3% | |
| American Funds AMER FUNDS 2045 TARGET R6 | — | — | — | $11.8M | 5.3% | |
| American Funds AMER FUNDS 2050 TARGET R6 | — | — | — | $10.2M | 4.5% | |
| American Funds AMER FUNDS 2020 TARGET R6 | — | — | — | $9.0M | 4.0% | |
| American Funds AMER FUNDS 2055 TARGET R6 | — | — | — | $8.5M | 3.8% | |
| Invesco STABLE VALUE TRUST | Common Collective Trusts | — | — | $6.5M | 2.9% | |
| American Funds AMERICAN CENTURY ULTRA R6 | — | — | — | $5.5M | 2.5% | |
| INVESCO STABLE VALUE TRUST - I INVESCO · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $5.1M | 2.3% | |
| American Funds AMER 2060 TGT DATE RET R6 | — | — | — | $4.0M | 1.8% | |
| Money market * Prudential Investments MONEYMART Z | — | — | — | $3.6M | 1.6% | |
| Notes receivable Notes receivable with various maturities and interest rates * Participants ranging from 4.25% - 9.50% . - | — | — | — | $3.5M | 1.6% | |
| Delaware Funds DELA IVY MID CAP GRO I | — | — | — | $2.8M | 1.2% | |
| Victory Capital VICTORY SYCA ESTB VAL R6 | — | — | — | $2.8M | 1.2% | |
| MID CAP GROWTH I FUND (MANAGED BY I EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 409 | Pooled Separate Account | — | — | $2.4M | 1.1% | |
| Alliance Bernstein Cap Fund AB SMALL CAP GROWTH Z | — | — | — | $2.1M | 0.9% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $2.0M | 0.9% | |
| Putnam Funds PUTNAM LARGE CAP VAL R6 | — | — | — | $2.0M | 0.9% | |
| American Funds AMER FUNDS 2015 TARGET R6 | — | — | — | $1.9M | 0.9% | |
| Fidelity Investments FIDELITY SMALL CAP INDEX | — | — | — | $1.9M | 0.8% | |
| Fidelity Investments FIDELITY MID CAP INDEX | — | — | — | $1.9M | 0.8% | |
| American Funds AMER FUNDS 2010 TARGET R6 | — | — | — | $1.5M | 0.7% | |
| PIMCO Investments LLC PIMCO INC FUND INST | — | — | — | $1.4M | 0.6% | |
| Victory VICT SYCM SML CO OPP R6 | — | — | — | $1.4M | 0.6% | |
| Allspring Global ALLSPRING CORE+ BOND R6 | — | — | — | $1.2M | 0.5% | |
| American Funds AMERICAN 2065 TGT RET R-6 | — | — | — | $1.2M | 0.5% | |
| Vanguard Group VANGRD INTER GRTH FD ADMI | — | — | — | $1.2M | 0.5% | |
| Fidelity Investments FIDELITY U.S. BOND INDEX | — | — | — | $1.1M | 0.5% | |
| Vanguard Group VANGUARD TOT STK ADMIRAL | — | — | — | $1.0M | 0.5% | |
| American Funds AMER FUNDS NEW WORLD R6 | Mutual Funds | — | — | $998K | 0.4% | |
| TIAA Investments TIAA-CREF RE SEC INSTL | — | — | — | $992K | 0.4% |