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Original filing (PDF)20251013152732NAL0002315824001
ASHFORD, INC.
Form 5500
FILING_RECEIVED
ASHFORD HOSPITALITY ADVISORS 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
213
Accounts w/ balance
249
Plan assets (EOY)
$27.2M
Net assets (EOY)
$27.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASHFORD, INC..
Plan sponsor
Name
ASHFORD, INC.
EIN
46-5292553
Address
14185 DALLAS PARKWAY · SUITE 1100 · DALLAS, TX · 75254
Phone
(972) 490-9600
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
2J · 401(k) feature
2K · 401(m) arrangement
2G · Total participant-directed accounts
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITLEY PENN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | 93-0987232 | — | ADVISOR | $38K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WHITLEY PENN LLP | 75-2393478 | — | ACCOUNTANT/AUDITOR | $40K | — |
Investments
31 direct securities · 2 pooled funds· $27.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$26.6M
31 holdings
Common Collective Trust
$586K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds Growth Fund of America R6 | — | — | — | $3.4M | 12.7% | |
| Fidelity Fid 500 Index | — | — | — | $3.3M | 12.1% | |
| American Funds American Funds Target Date 2045 R6 | — | — | — | $2.4M | 8.9% | |
| American Funds American Funds Target Date 2035 R6 | — | — | — | $1.7M | 6.3% | |
| American Funds American Funds New Perspective R6 | — | — | — | $1.4M | 5.2% | |
| American Funds American Funds Target Date 2040 R6 | — | — | — | $1.4M | 5.0% | |
| American Funds American Funds Amcap R6 | — | — | — | $1.2M | 4.3% | |
| American Funds American Funds Target Date 2030 R6 | — | — | — | $1.1M | 4.2% | |
| American Funds American Funds Target Date 2050 R6 | — | — | — | $1.1M | 3.9% | |
| American Funds American Funds Fund Mntl Inv R6 | — | — | — | $1.1M | 3.9% | |
| American Funds American Funds Target Date 2055 R6 | — | — | — | $932K | 3.4% | |
| American Funds American Funds Small Cap World R6 | — | — | — | $864K | 3.2% | |
| American Funds American Funds Cap World G&I R6 | — | — | — | $861K | 3.2% | |
| American Funds American Funds Inv Co of America R6 | — | — | — | $856K | 3.2% | |
| Fidelity Fid Mid Cap Index | — | — | — | $758K | 2.8% | |
| American Funds American Funds Balanced R6 | — | — | — | $725K | 2.7% | |
| American Funds American Funds Wash Mutual Inv R6 | — | — | — | $667K | 2.5% | |
| American Funds American Funds Target Date 2060 R6 | — | — | — | $636K | 2.3% | |
| American Funds American Funds Target Date 2025 R6 | — | — | — | $612K | 2.3% | |
| EB MGD GUARANTEED KEYBANK NATIONAL ASSOCIATION · EIN 34-6903863 / PN 002 | Common Collective Trust | — | — | $419K | 1.5% | |
| American Funds American Funds Target Date 2065 R6 | — | — | — | $391K | 1.4% | |
| American Funds American Funds Bond Fund of America R6 | — | — | — | $294K | 1.1% | |
| Fidelity Fid Small Cap Index | — | — | — | $280K | 1.0% | |
| American Funds American Funds Income Fund of America R6 | — | — | — | $251K | 0.9% | |
| FH CAP PRESRVN R6P FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $167K | 0.6% | |
| American Funds American Funds New World R6 | — | — | — | $140K | 0.5% | |
| Alliance Bernstein AB High Income | — | — | — | $97K | 0.4% | |
| JPMorgan JPM US Small Co R6 | — | — | — | $40K | 0.1% | |
| Fidelity Fid Stock Selector Mid Cap | — | — | — | $40K | 0.1% | |
| Alliance Bernstein AB Global Bond | — | — | — | $39K | 0.1% | |
| American Funds American Funds Target Date 2020 R6 | — | — | — | $37K | 0.1% | |
| American Funds American Funds Target Date 2010 R6 | — | — | — | $7K | <0.1% | |
| Fidelity Fid Government Money Market R6 | — | — | — | $5K | <0.1% |
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