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Original filing (PDF)20250929114601NAL0005003491001
RAINBOW ROOM, LLC
Form 5500
FILING_RECEIVED
RAINBOW ROOM, LLC 401(K) COMPASS RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
109
Accounts w/ balance
160
Plan assets (EOY)
$3.2M
Net assets (EOY)
$3.2M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RAINBOW ROOM, LLC.
Plan sponsor
Name
RAINBOW ROOM, LLC
EIN
46-5132760
Address
30 ROCKEFELLER PLAZA · MEZZANINE LEVEL, ROOM 30 · NEW YORK, NY · 10112
Phone
(212) 632-5018
Industry
Accommodation & Food Servicessee all
Plan administrator
Name
NPPG FIDUCIARY SERVICES, LLC
EIN
30-0835405
City
SHREWSBURY, NJ
Phone
(732) 758-1577
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
22 direct securities · 1 pooled fund· $3.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$3.2M
22 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Century Investment Management, Inc | — | — | — | $566K | 17.7% | |
| American Century Investment Management, Inc | — | — | — | $407K | 12.7% | |
| Vanguard Group Inc | — | — | — | $347K | 10.9% | |
| American Century Investment Management, Inc | — | — | — | $308K | 9.7% | |
| American Century Investment Management, Inc | — | — | — | $252K | 7.9% | |
| American Century Investment Management, Inc | — | — | — | $244K | 7.7% | |
| American Century Investment Management, Inc | — | — | — | $230K | 7.2% | |
| American Century Investment Management, Inc | — | — | — | $189K | 5.9% | |
| Vanguard Group Inc | — | — | — | $104K | 3.3% | |
| Vanguard Group Inc | — | — | — | $88K | 2.7% | |
| JP Morgan Asset Management | — | — | — | $79K | 2.5% | |
| American Century Investment Management, Inc | — | — | — | $75K | 2.4% | |
| PGIM Investments LLC | — | — | — | $56K | 1.8% | |
| Legg Mason Partners Fund Advisor, LLC | — | — | — | $54K | 1.7% | |
| Vanguard Group Inc | — | — | — | $41K | 1.3% | |
| Massachusetts Financial Services Company | — | — | — | $38K | 1.2% | |
| Invesco Advisers, Inc. | — | — | — | $32K | 1.0% | |
| Principal Global Investors, LLC | — | — | — | $23K | 0.7% | |
| Capital Research and Management Company | — | — | — | $20K | 0.6% | |
| Franklin Mutual Advisers, LLC | — | — | — | $18K | 0.6% | |
| American Century Investment Management, Inc | — | — | — | $16K | 0.5% | |
| American Century Investment Management, Inc | — | — | — | $3K | 0.1% | |
| MORLEY STABLE VALUE FUND MATRIX TRUST COMPANY · EIN 23-0534545 / PN 002 | Common Collective Trust | — | — | $0 | <0.1% |
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