Original filing (PDF)20240507081301NAL0042273600001

FIRMAMENT ADVISORS SBIC III, LLC

Name: FIRMAMENT ADVISORS SBIC III, LLC — FIRMAMENT 401(K) PLAN, Form 5500 (2023)
Creator: FIRMAMENT ADVISORS SBIC III, LLC

Form 5500-SF

FILING_RECEIVED

FIRMAMENT 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.2M

Net assets (EOY)

$1.2M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIRMAMENT ADVISORS SBIC III, LLC.

Plan sponsor

Name

FIRMAMENT ADVISORS SBIC III, LLC

EIN

46-3283241

Address

50 ROCKEFELLER PLAZA · SUITE 201 · NEW YORK, NY · 10020

Phone

(212) 956-1061

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-05-07

Pension benefit codes

3H · Sponsor in controlled / affiliated group

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

Small plans don't disclose service providers

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