How big is Upper West Strategies LLC's plan?

Upper West Strategies LLC's plan reported $839K in assets and 6 participants for 2025.

Original filing (PDF)20260406220315NAL0004592595065

Upper West Strategies LLC

Name: Upper West Strategies LLC — Upper West Strategies, Form 5500 (2025)
Creator: Upper West Strategies LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Upper West Strategies 401(k) Plan

401(k) retirement plan · Upper West Strategies LLC's Upper West Strategies 401(k) Plan held $839K in plan assets for 6 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$839K

Net assets (EOY)

$839K

Plan identifiers

Upper West Strategies LLC's EIN is 46-2090770.

EIN 46-2090770

Plan number 001

Plan year 2025

ACK ID 20260406220315NAL0004592595065

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Upper West Strategies LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Upper West Strategies LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for UPPER WEST STRATEGIES LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (87th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (85th percentile).

Plan sponsor

Name

UPPER WEST STRATEGIES LLC

EIN

all filings

Address

317 WEST 103RD STREET · APARTMENT 1 · NEW YORK, NY · 10025

Phone

(646) 657-8802

Industry

All Other Professional Services· Professional & Technical Services

Plan administrator