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Original filing (PDF)20251014151137NAL0003245809001
ATARA BIOTHERAPEUTICS, INC.
Form 5500
FILING_RECEIVED
ATARA BIO 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
153
Accounts w/ balance
506
Plan assets (EOY)
$48.9M
Net assets (EOY)
$48.9M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ATARA BIOTHERAPEUTICS, INC..
Plan sponsor
Name
ATARA BIOTHERAPEUTICS, INC.
EIN
46-0920988
Address
2380 CONEJO SPECTRUM STREET · SUITE #200 · THOUSAND OAKS, CA · 91320
Phone
(805) 491-5758
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | 43-1451524 | — | ADVISOR | $71K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 1 pooled fund· $48.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$47.8M
32 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $9.3M | 19.0% | |
| Fidelity Freedom Index 2040 Institutional Premium Class Mutual Fund | — | — | — | $5.2M | 10.7% | |
| Fidelity Freedom Index 2035 Institutional Premium Class Mutual Fund | — | — | — | $5.1M | 10.5% | |
| Fidelity Freedom Index 2045 Institutional Premium Class Mutual Fund | — | — | — | $4.4M | 9.0% | |
| Fidelity Freedom Index 2050 Institutional Premium Class Mutual Fund | — | — | — | $4.4M | 9.0% | |
| Fidelity Freedom Index 2050 Institutional Premium Class Mutual Fund | — | — | — | $3.3M | 6.8% | |
| Fidelity Blue Chip Growth K6 Mutual Fund | — | — | — | $2.8M | 5.8% | |
| Fidelity Freedom Index 2030 Institutional Premium Class Mutual Fund | — | — | — | $2.7M | 5.5% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $1.4M | 2.9% | |
| Fidelity Freedom Index 2025 Institutional Premium Class Mutual Fund | — | — | — | $1.3M | 2.6% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 2.2% | |
| Fidelity Freedom Index 2060 Institutional Premium Class Mutual Fund | — | — | — | $1.1M | 2.2% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $941K | 1.9% | |
| JPMorgan Mid Cap Growth Fund-R6 Mutual Fund | — | — | — | $763K | 1.6% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $635K | 1.3% | |
| MFS Value R6 Mutual Fund | — | — | — | $531K | 1.1% | |
| Notes receivable from participants maturities through July 2051 - | — | — | — | $467K | 1.0% | |
| Janus Henderson Venture Fund Class I Mutual Fund | — | — | — | $397K | 0.8% | |
| MFS Mid Cap Value Class R6 Mutual Fund | — | — | — | $390K | 0.8% | |
| Fidelity Freedom Index 2065 Fund Institutional Pre Mutual Fund | — | — | — | $383K | 0.8% | |
| Fidelity Advisor Total Bond Fund Class I Mutual Fund | — | — | — | $358K | 0.7% | |
| Putnam Dynamic Asset Allocation Growth Fund Class R6 Mutual Fund | — | — | — | $281K | 0.6% | |
| Fidelity Advisor Strategic Income Fund Class I Mutual Fund | — | — | — | $250K | 0.5% | |
| Principal SmallCap Value II Fund Class R6 Mutual Fund | — | — | — | $250K | 0.5% | |
| Federated International Leaders Fund Institutional Class Mutual Fund | — | — | — | $220K | 0.4% | |
| DFA Emerging Markets Core Equity 2 Mutual Fund | — | — | — | $201K | 0.4% | |
| Fidelity Freedom Index 2020 Institutional Premium Class Mutual Fund | — | — | — | $182K | 0.4% | |
| Putnam Dynamic Asset Alctn Cnsv Fund Class R6 Mutual Fund | — | — | — | $163K | 0.3% | |
| Fidelity Freedom Index Income Institutional Premium Mutual Fund | — | — | — | $162K | 0.3% | |
| Fidelity Freedom Index 2015 Institutional Premium Class Mutual Fund | — | — | — | $135K | 0.3% | |
| Putnam Dynamic Asset Allctn Bld Fund Class R6 Mutual Fund | — | — | — | $94K | 0.2% | |
| Fidelity Government Money Market Fund Money market fund | — | — | — | $21K | <0.1% | |
| Fidelity Freedom Index 2010 Institutional Premium Class Mutual Fund | — | — | — | $2K | <0.1% |