Back to filter
Original filing (PDF)20251015084220NAL0004361985001
TRIS PHARMA, INC.
Form 5500
FILING_RECEIVED
TRIS PHARMA 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
556
Accounts w/ balance
889
Plan assets (EOY)
$49.7M
Net assets (EOY)
$49.7M
How this plan invests
This plan
32 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (14 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRIS PHARMA, INC..
Plan sponsor
Name
TRIS PHARMA, INC.
EIN
22-3747409
Address
2031 US HIGHWAY 130 · MONMOUTH JUNCTION, NJ · 08852
Phone
(732) 940-2800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL, INC. | 39-3194849 | — | INVESTMENT ADVISORY-PLAN | $9K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, LLP | 13-5381590 | — | AUDIT | $33K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORD-KEEPER | $18K | — |
| RED BANK PENSION SERVICES, INC. | 22-2755716 | SHREWSBURY, NJ | RECORD-KEEPER | $13K | — |
Investments
3 direct securities · 32 pooled funds· $51.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$46.8M
32 holdings
Uncategorized
$4.5M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TA VANGUARD TOTAL STOCK MARKET INDX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 114 | Pooled Separate Account | — | — | $5.1M | 10.3% | |
| SS RUSELL LARGE CAP GROWTH INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 122 | Pooled Separate Account | — | — | $4.0M | 7.9% | |
| TRANSAMERICA FUTURE FOCUS 2040 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 657 | Pooled Separate Account | — | — | $3.3M | 6.6% | |
| TRANSAMERICA FUTURE FOCUS 2035 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 656 | Pooled Separate Account | — | — | $3.1M | 6.3% | |
| TRANSAMERICA FUTURE FOCUS 2030 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 655 | Pooled Separate Account | — | — | $2.8M | 5.7% | |
| TRANSAMERICA FUTURE FOCUS 2025 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 654 | Pooled Separate Account | — | — | $2.7M | 5.4% | |
| TRANSAMERICA FUTURE FOCUS 2045 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 658 | Pooled Separate Account | — | — | $2.6M | 5.2% | |
| TRANSAMERICA FUTURE FOCUS 2050 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 659 | Pooled Separate Account | — | — | $2.0M | 3.9% | |
| Fully Benefit-Responsive Investment Contract * Transamerica Stable Value Advantage Option | — | — | — | $1.9M | 3.9% | |
| LOOMIS SAYLES INVESTMENT GRADE BOND TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 086 | Pooled Separate Account | — | — | $1.9M | 3.8% | |
| AMERICAN FUNDS AMERICAN MUTUAL TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 754 | Pooled Separate Account | — | — | $1.9M | 3.8% | |
| AMERICAN FUNDS GROWTH FUND OF AMER. TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $1.7M | 3.4% | |
| TRANSAMERICA FUTURE FOCUS 2055 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 660 | Pooled Separate Account | — | — | $1.7M | 3.3% | |
| AMERICAN FUNDS NEW PERSPECTIVE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 259 | Pooled Separate Account | — | — | $1.6M | 3.3% | |
| AMERICAN FUNDS FUNDAMENTAL INVESTOR TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 236 | Pooled Separate Account | — | — | $1.5M | 3.0% | |
| Transamerica American Century Mid Cap Value Ret Opt | — | — | — | $1.5M | 3.0% | |
| AMERICAN CENT. MID CAP VAL RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 280 | Pooled Separate Account | — | — | $1.5M | 3.0% | |
| TA VANGUARD SMALL-CAP GROWTH INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 106 | Pooled Separate Account | — | — | $1.3M | 2.6% | |
| VANGUARD SMALL-CAP VALUE INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 108 | Pooled Separate Account | — | — | $1.3M | 2.5% | |
| Participant Loans Interest rate ranging from 4.25% to 9.50% - | — | — | — | $1.0M | 2.0% | |
| TA VANGUARD REIT INDEX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 099 | Pooled Separate Account | — | — | $963K | 1.9% | |
| TRANSAMERICA FUTURE FOCUS IN RET. TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 661 | Pooled Separate Account | — | — | $896K | 1.8% | |
| JANUS HENDERSON ENTERPRISE RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 650 | Pooled Separate Account | — | — | $811K | 1.6% | |
| TRANSAMERICA FUTURE FOCUS 2060 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 091 | Pooled Separate Account | — | — | $670K | 1.3% | |
| STATE STREET INTERNATIONAL INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 035 | Pooled Separate Account | — | — | $540K | 1.1% | |
| TRANSAMERICA INTERNATIONAL EQUITY TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 791 | Pooled Separate Account | — | — | $525K | 1.1% | |
| TA VANGUARD SMALL-CAP INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 107 | Pooled Separate Account | — | — | $405K | 0.8% | |
| BLACKROCK HIGH YIELD BOND PORTFOLIO TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 757 | Pooled Separate Account | — | — | $394K | 0.8% | |
| DFA EMERGING MARKETS PORTFOLIO TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 525 | Pooled Separate Account | — | — | $357K | 0.7% | |
| STATE STREET S&P MID-CAP INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 036 | Pooled Separate Account | — | — | $356K | 0.7% | |
| AMERICAN FUNDS BALANCE RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 232 | Pooled Separate Account | — | — | $321K | 0.6% | |
| ALLSPRING GOVERNMENT SECURITIES TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 507 | Pooled Separate Account | — | — | $281K | 0.6% | |
| AMERICAN CENT. INFLATION-ADJ. BOND TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 266 | Pooled Separate Account | — | — | $249K | 0.5% | |
| BRANDYWINE GLOBAL-GLOB OPP BOND RET TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 662 | Pooled Separate Account | — | — | $50K | 0.1% | |
| TRANSAMERICA EMERGING MKT DEBT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 786 | Pooled Separate Account | — | — | $49K | <0.1% |
Related plans
Other plans using BDO USA, LLP
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
RETIREMENT SECURITY PLAN
$11.5B · 56,128 participants
ULLICO INVESTMENT ADVISORS INC
ULLICO INFRASTRUCTURE TAX EXEMPT FUND LP
$5.3B
THE MITRE CORPORATION
THE MITRE CORPORATION TAX SHELTERED ANNUITY PLAN
$5.1B · 12,114 participants
WHIRLPOOL CORPORATION
WHIRLPOOL 401(K) RETIREMENT PLAN
$3.5B · 17,341 participants
BOARD OF TRUSTEES, AFTRA RETIREMENT PLAN
AFTRA RETIREMENT PLAN
$2.9B · 16,806 participants
Similar-size Manufacturing plans
FAGRON HOLDING USA, LLC
FAGRON HOLDING USA, LLC 401(K) PROFIT SHARING PLAN & TRUST
$49.9M · 1,339 participants
NOVARTIS CORPORATION
NOVARTIS CORPORATION DEATH BENEFIT AND DISABILITY PLAN
$49.9M · 12,421 participants
MAYNE PHARMA COMMERCIAL LLC
THE MAYNE PHARMA COMMERCIAL LLC 401(K) PLAN
$50.2M · 237 participants
ENANTA PHARMACEUTICALS, INC.
ENANTA PHARMACEUTICALS, INC. 401(K) PROFIT SHARING PLAN & TRUST
$50.2M · 132 participants
THE MENTHOLATUM COMPANY
THE MENTHOLATUM COMPANY 401(K) SAVINGS AND PROFIT SHARING PLAN
$49.1M · 275 participants
SK LIFE SCIENCE, INC.
SK LIFE SCIENCE, INC. 401(K) PROFIT SHARING PLAN & TRUST
$49.0M · 253 participants
Large plans in New Jersey
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
JPMORGAN CHASE 401(K) SAVINGS PLAN
$52.9B · 185,310 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
PGIM, INC.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.
$38.4B
VERIZON COMMUNICATIONS INC.
VERIZON SAVINGS PLAN FOR MANAGEMENT EMPLOYEES
$29.4B · 63,563 participants
JOHNSON AND JOHNSON
JOHNSON AND JOHNSON SAVINGS PLAN TRUST
$24.2B
JOHNSON AND JOHNSON
JOHNSON AND JOHNSON SAVINGS PLAN
$23.6B · 44,280 participants