Original filing (PDF)20251015064532NAL0008361410001

SMG SERVICES, LLC

Name: SMG SERVICES, LLC — SMG SERVICES, LLC 401(K) PLAN, Form 5500 (2024)
Creator: SMG SERVICES, LLC

Form 5500

FILING_RECEIVED

SMG SERVICES, LLC 401(K) PLAN

401(k) retirement plan

Signals · 1

35% in single holding

Active participants

247

Accounts w/ balance

172

Plan assets (EOY)

$8.7M

Net assets (EOY)

$8.7M

How this plan invests

This plan

40 pooled trusts

Schedule D

37 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

Knocking points off

Top holding "John Hancock Life Insurance Company of New York JH Multimanager Balanced LS" is 35% of plan.
70% balance-to-active ratio — below typical for a healthy 401(k).

Helping the score

Below-peer total fees (3 bps vs 52 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMG SERVICES, LLC.

Plan sponsor

Name

SMG SERVICES, LLC

EIN

45-4440186

Address

44 WEST 28TH STREET - 7TH FLOOR · NEW YORK, NY · 10001

Phone

(212) 843-3769

Industry

Real Estatesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

THE FUOCO GROUP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
JOHN HANCOCK LIFE INSURANCE CO	13-3646501	—	RECORDKEEPER	$3K	—

Investments

3 direct securities · 40 pooled funds· $8.7M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Common Collective Trust

$8.4M

40 holdings

Uncategorized

$263K

3 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
JH MULTIMANAGER BALANCED LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$3.1M	35.3%
500 INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$1.4M	15.8%
JH LIFETIME BLEND 2040 CIT R2 JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$1.1M	12.3%
JH MULTIMANAGER GROWTH LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$413K	4.8%
VANGUARD GROWTH INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$345K	4.0%
VANGUARD VALUE INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$316K	3.6%
TOTAL STOCK MARKET INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$301K	3.5%
(maturing from February 2025 to August 2029 * Participants' notes receivable with interest rates at 4.25% - 9.5%)	—	—	—	$223K	2.6%
JH MULTIMANAGER AGGRESSIVE LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$221K	2.6%
VANGUARD SMALL CAP GROW INDEX JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$218K	2.5%
JOHN HANCOCK STABLE VAL JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$156K	1.8%
T. ROWE PRICE SML CAP VAL JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$123K	1.4%
VANGUARD TOT WLD STK INDEX ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$100K	1.2%
DFA EMERGING MARKETS VALUE JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$88K	1.0%
AMERICAN CENTURY HERITAGE JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$77K	0.9%
JH LIFETIME BLEND 2065 CIT R2 JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$74K	0.9%
MID VALUE FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$72K	0.8%
VANGUARD SMALL CAP VALUE INDEX JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$66K	0.8%
JH LIFETIME BLEND 2050 CIT R2 JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$62K	0.7%
INVESCO OPP INTL GROWTH FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$62K	0.7%
FIDELITY ADVISOR TOTAL BOND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$52K	0.6%
JH LIFETIME BLEND 2045 CIT R2 JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$50K	0.6%
DECEMBER 31	—	—	—	$31K	0.4%
FIDELITY ADV NEW INSIGHTS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$27K	0.3%
AMERICAN FUNDS FUNDAMENTAL INV JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$22K	0.3%
JOHN HANCOCK DISCIPLINED VALUE JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$18K	0.2%
JH MULTIMANAGER MODERATE LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$18K	0.2%
VANGUARD MID-CAP GROWTH ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$16K	0.2%
John Hancock Life Insurance Company of New York Vanguard Mid-Cap Value ETF	—	—	—	$8K	<0.1%
ROYCE SMALL-CAP OPPORTUNITY JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$5K	<0.1%
ISHARES GOLD TRUST ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$3K	<0.1%
JH MULTIMANAGER CONSERV LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$2K	<0.1%
INTL EQUITY INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$2K	<0.1%
PIMCO REAL RETURN JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$2K	<0.1%
AMERICAN FUNDS NEW WORLD FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$1K	<0.1%
JH LIFETIME BLEND 2030 CIT R2 JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$1K	<0.1%
TEMPLETON GLOBAL BOND FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$1K	<0.1%
DFA INFLATION-PROTECTED SEC JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$801	<0.1%
BLACKROCK GLOBAL ALLOCATION JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$234	<0.1%
WISDOMTREE MIDCAP DIVIDEND ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$170	<0.1%
FEDERATED HIGH YIELD BOND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$168	<0.1%
WISDOMTREE SC DIVIDEND ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$82	<0.1%
WISDOMTREE MIDCAP ETF JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000	Common Collective Trust	—	—	$78	<0.1%