Original filing (PDF)20251007082328NAL0004492337001

STONYBROOK CAPITAL, LLC

Name: STONYBROOK CAPITAL, LLC — STONY BROOK CAPITAL, LLC 401(K) PLAN, Form 5500 (2024)
Creator: STONYBROOK CAPITAL, LLC

Form 5500-SF

FILING_RECEIVED

STONY BROOK CAPITAL, LLC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.9M

Net assets (EOY)

$1.9M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STONYBROOK CAPITAL, LLC.

Plan sponsor

Name

STONYBROOK CAPITAL, LLC

EIN

45-4118821

Address

122 EAST 42ND STREET · SUITE 2120 · NEW YORK, NY · 10168

Phone

(646) 927-0438

Industry

All Other Professional Services· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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