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Original filing (PDF)20251006200009NAL0002325411001
ST. AMBROSE UNIVERSITY
Form 5500
FILING_RECEIVED
ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
680
Accounts w/ balance
835
Plan assets (EOY)
$122.5M
Net assets (EOY)
$122.5M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 23 bps in Schedule C fees — 134% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ST. AMBROSE UNIVERSITY.
Plan sponsor
Name
ST. AMBROSE UNIVERSITY
EIN
42-0703280
Address
518 WEST LOCUST STREET · DAVENPORT, IA · 52803
Phone
(563) 333-6324
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANDERSON, LOWER, WHITLOW, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH, INC. | 42-1445429 | FAIRFIELD, IA | N/A | $149K | — |
| TIAA - TEACHERS INSURANCE & ANNUITY | 13-1624203 | NEW YORK, NY | N/A | $91K | — |
| TWO WEST CAPITAL ADVISORS | 27-3055170 | LAWRENCE, KS | N/A | $46K | — |
Investments
35 direct securities · 1 pooled fund· $122.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$121.3M
35 holdings
Pooled Separate Account
$866K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Account | — | — | — | $21.5M | 17.6% | |
| State Street Equity 500 Index Fund | — | 48,014 | — | $21.1M | 17.2% | |
| Nuveen International Equity Index Institutional Account | — | 841,584 | — | $18.5M | 15.1% | |
| CREF Stock Account | — | 7,933 | — | $7.2M | 5.9% | |
| TIAA Traditional Annuity Account | — | — | — | $6.2M | 5.1% | |
| CREF Growth Account | — | 10,345 | — | $5.4M | 4.4% | |
| Schwab S&P 500 Index Fund | — | 58,386 | — | $5.3M | 4.3% | |
| State Street Small Mid Cap Equity Index Fund | — | 17,346 | — | $5.2M | 4.3% | |
| DFA LTIP Portfolio Instutional Class Fund | — | 781,444 | — | $4.2M | 3.5% | |
| Vanguard Total International Bond Index ADM Fund | — | 197,782 | — | $3.9M | 3.2% | |
| Vanguard Short Term Bond Index ADM Fund | — | 335,583 | — | $3.4M | 2.8% | |
| Vanguard Federal Money Market Inv Account | — | 3,146,678 | — | $3.1M | 2.6% | |
| State Street Aggregate Bond Index Fund | — | 24,998 | — | $2.1M | 1.7% | |
| BlackRock US Total Bond Index Fund | — | 198,562 | — | $1.8M | 1.4% | |
| CREF Global Equities Account | — | 5,096 | — | $1.8M | 1.4% | |
| CREF Equity Index Account | — | 3,191 | — | $1.6M | 1.3% | |
| Vanguard Growth Index ADM Fund | — | 6,832 | — | $1.4M | 1.2% | |
| CREF Social Choice Account | — | 3,657 | — | $1.3M | 1.1% | |
| CREF Money Market Account | — | 36,838 | — | $1.1M | 0.9% | |
| Vanguard FTSE Social Index ADM Fund | — | 18,905 | — | $1.1M | 0.9% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | 1,877 | — | $866K | 0.7% | |
| Vanguard Real Estate Index ADM Fund | — | 4,343 | — | $549K | 0.4% | |
| Vanguard Extended Market Index ADM Fund | — | 2,785 | — | $401K | 0.3% | |
| CREF Core Bond Account | — | 2,992 | — | $400K | 0.3% | |
| Vanguard Value Index ADM Fund | — | 5,689 | — | $376K | 0.3% | |
| Participant Loans | — | — | — | $369K | 0.3% | |
| Vanguard Small Cap Value Index ADM Fund | — | 3,701 | — | $315K | 0.3% | |
| CREF Inflation Linked Bond Account | — | 3,701 | — | $312K | 0.3% | |
| Vanguard Total International Stock Index ADM Fund | — | 9,091 | — | $288K | 0.2% | |
| TIAA CREF Self Directed | — | — | — | $286K | 0.2% | |
| TIAA Stable Value Fund | — | — | — | $174K | 0.1% | |
| Vanguard Small Cap Index ADM Fund | — | 1,371 | — | $158K | 0.1% | |
| Vanguard Small Cap Growth Index ADM Fund | — | 1,169 | — | $115K | <0.1% | |
| Vanguard Emerging Markets Stock Index ADM Fund | — | 2,208 | — | $81K | <0.1% | |
| Annuity Contracts | — | — | — | $61K | <0.1% | |
| Nuveen Emerging Market Equity Index Fund | — | 4,112 | — | $44K | <0.1% |
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