How big is Dougherty Financial Group's plan?

Dougherty Financial Group's plan reported $898K in assets and 15 participants for 2024.

Original filing (PDF)20250923132904NAL0002583203001

Dougherty Financial Group

Name: Dougherty Financial Group — Dougherty Financial, Form 5500 (2024)
Creator: Dougherty Financial Group
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Dougherty Financial Group Retirement Plan

401(k) retirement plan · Dougherty Financial Group's Dougherty Financial Group Retirement Plan held $898K in plan assets for 15 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$898K

Net assets (EOY)

$898K

People on this filing

Kristina Backes signed Dougherty Financial Group's 2024 Form 5500 as plan administrator.

Kristina Backes — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Dougherty Financial Group's EIN is 41-1866893.

EIN 41-1866893

Plan number 001

Plan year 2024

ACK ID 20250923132904NAL0002583203001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Dougherty Financial Group from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Dougherty Financial Group's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DOUGHERTY FINANCIAL GROUP.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score