How big is Bay Harbor Wealth Management's plan?

Bay Harbor Wealth Management's plan reported $898K in assets and 5 participants for 2024.

Original filing (PDF)20250218112359NAL0003182929001

Bay Harbor Wealth Management

Name: Bay Harbor Wealth Management — Bay Harbor Wealth, Form 5500 (2024)
Creator: Bay Harbor Wealth Management
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Bay Harbor Wealth Management 401 (K) Plan

401(k) retirement plan · Bay Harbor Wealth Management's Bay Harbor Wealth Management 401 (K) Plan held $898K in plan assets for 5 participants in 2024.

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$898K

Net assets (EOY)

$898K

People on this filing

Lance Scott signed Bay Harbor Wealth Management's 2024 Form 5500 as plan administrator.

Lance Scott — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Bay Harbor Wealth Management's EIN is 45-1032121.

EIN 45-1032121

Plan number 001

Plan year 2024

ACK ID 20250218112359NAL0003182929001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Bay Harbor Wealth Management from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Bay Harbor Wealth Management's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for BAY HARBOR WEALTH MANAGEMENT.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score