Back to filter
Original filing (PDF)20250929082852NAL0017549618001
SOLID POWER OPERATING, INC.
Form 5500
FILING_RECEIVED
SOLID POWER INC. 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
259
Accounts w/ balance
314
Plan assets (EOY)
$16.1M
Net assets (EOY)
$16.1M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOLID POWER OPERATING, INC..
Plan sponsor
Name
SOLID POWER OPERATING, INC.
EIN
36-4715727
Address
486 S PIERCE AVE SUITE E · LOUISVILLE, CO · 80027
Phone
(720) 989-4887
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
K FINANCIAL, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $31K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $33K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Investments
29 direct securities · 1 pooled fund· $16.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$16.0M
29 holdings
Common Collective Trust
$37K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $2.6M | 16.2% | |
| Fidelity Freedom Index 2050 Fund Premier Class | — | — | — | $2.0M | 12.6% | |
| Fidelity Freedom Index 2035 Fund Premier Class | — | — | — | $1.8M | 11.0% | |
| Fidelity Freedom Index 2055 Fund Premier Class | — | — | — | $1.7M | 10.7% | |
| Fidelity Freedom Index 2045 Fund Premier Class | — | — | — | $1.1M | 6.7% | |
| Fidelity Freedom Index 2060 Fund Premier Class | — | — | — | $1.1M | 6.5% | |
| Fidelity Freedom Index 2030 Fund Premier Class | — | — | — | $972K | 6.0% | |
| AB Large Cap Growth Fund Class Z | — | — | — | $744K | 4.6% | |
| Fidelity Freedom Index 2040 Fund Premier Class | — | — | — | $702K | 4.4% | |
| Fidelity Freedom Index 2020 Fund Premier Class 770 * Fidelity Freedom Index 2025 Fund Premier Class | — | — | — | $473K | 2.9% | |
| MFS International Diversification Fund Class R6 | — | — | — | $412K | 2.6% | |
| Fidelity Freedom Index 2065 Fund Premier Class | — | — | — | $373K | 2.3% | |
| Fidelity Mid Cap Index Fund | — | — | — | $281K | 1.7% | |
| Fidelity Small Cap Index Fund | — | — | — | $271K | 1.7% | |
| Calvert Large Cap Core Responsible Index Fund R6 | — | — | — | $258K | 1.6% | |
| Brokeragelink Self-Directed Brokerage Account | — | — | — | $172K | 1.1% | |
| Putnam Large Cap Value Fund Class R6 | — | — | — | $169K | 1.0% | |
| Fidelity Freedom Index 2070 Fund Premier Class 413 * Participant loans (Interest rates ranging from 5.25% to 9.50%) | — | — | — | $164K | 1.0% | |
| Fidelity International Index Fund | — | — | — | $143K | 0.9% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $106K | 0.7% | |
| PGIM Total Return Bond Fund Class R6 | — | — | — | $85K | 0.5% | |
| Calvert Bond Fund Class R6 | — | — | — | $83K | 0.5% | |
| Fidelity Freedom Index Income Fund Premier Class | — | — | — | $70K | 0.4% | |
| PIMCO Income Fund Institutional | — | — | — | $62K | 0.4% | |
| Victory Sycamore Victory Sycamore Established Value Fund Class R6 | — | — | — | $61K | 0.4% | |
| Carillon Eagle Mid Cap Growth Fund R6 | — | — | — | $55K | 0.3% | |
| Undiscovered Managers Undiscovered Managers Behavioral Value Fund Class R6 | — | — | — | $45K | 0.3% | |
| TRP STABLE VALUE A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $37K | 0.2% | |
| Janus Henderson Janus Henderson Triton Fund Class N | — | — | — | $20K | 0.1% | |
| Principal Diversified Real Asset Fund R6 | — | — | — | $8K | <0.1% |