Original filing (PDF)20250806091134NAL0002647553001

PHOENIX INVESTMENT ADVISER LLC

Name: PHOENIX INVESTMENT ADVISER LLC — PHOENIX INVESTMENT ADVISER LLC EMPLOYEES SAVINGS TRUST, Form 5500 (2024)
Creator: PHOENIX INVESTMENT ADVISER LLC

Form 5500-SF

FILING_RECEIVED

PHOENIX INVESTMENT ADVISER LLC EMPLOYEES SAVINGS TRUST

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$3.2M

Net assets (EOY)

$3.2M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX INVESTMENT ADVISER LLC.

Plan sponsor

Name

PHOENIX INVESTMENT ADVISER LLC

EIN

36-4581843

Address

420 LEXINGTON AVENUE · SUITE 300 · NEW YORK, NY · 10170

Phone

(212) 359-6232

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-06

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

LAMPE, CONWAY & CO. LLC

LAMPE, CONWAY & CO. LLC 401(K) PROFIT SHARING PLAN & TRUST

$3.2M · 5 participants

NORTHEAST FINANCIAL GROUP, INC.

NORTHEAST FINANCIAL GROUP, INC. 401K PLAN

$3.2M · 18 participants

NEW HERITAGE CAPITAL LLC

NEW HERITAGE CAPITAL LLC 401(K) PROFIT SHARING PLAN

$3.2M · 13 participants

GLOBAL TRUST COMPANY

STATE STREET GTC 2030 RETIREMENT INCOME BUILDER FUND II

$3.2M

LINCOLN CAPITAL CORPORATION

LINCOLN CAPITAL CORPORATION RETIREMENT PLAN