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Original filing (PDF)20251014085729NAL0002450225001
I3 GROUP INC.
Form 5500
FILING_RECEIVED
I3 GROUP, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
377
Accounts w/ balance
394
Plan assets (EOY)
$34.1M
Net assets (EOY)
$34.1M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for I3 GROUP INC..
Plan sponsor
Name
I3 GROUP INC.
EIN
36-3987876
Address
550 BOND STREET · LINCOLNSHIRE, IL · 600694207
Phone
(847) 325-1033
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | NONE | $43K | — |
| KESTRA ADVISORY SERVICES, LLC | 35-2552359 | AUSTIN, TX | NONE | $10K | — |
| PENSION ADVISORY GROUP, LTD. | 36-4326029 | VERNON HILLS, IL | NONE | $5K | — |
| AUSDAL FINANCIAL PARTNERS, INC. | — | DAVENPORT, IA | NONE | $69 | — |
Investments
34 direct securities· $33.6M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | — | — | — | $4.7M | 13.7% | |
| American Funds Target Retirement Date 2040 | — | — | — | $4.3M | 12.6% | |
| American Funds Target Retirement Date 2030 | — | — | — | $2.9M | 8.4% | |
| American Funds Target Retirement Date 2050 | — | — | — | $2.6M | 7.6% | |
| American Funds Target Retirement Date 2035 | — | — | — | $2.1M | 6.2% | |
| Vanguard Value Index Admiral | — | — | — | $2.1M | 6.1% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $1.9M | 5.4% | |
| Vanguard Small Cap Index Fund | — | — | — | $1.5M | 4.3% | |
| American Funds Target Retirement Date 2055 | — | — | — | $1.4M | 4.1% | |
| Doubline Low Duration Bond Fund | — | — | — | $1.4M | 4.1% | |
| American Funds Target Retirement Date 2045 | — | — | — | $1.4M | 4.1% | |
| Vanguard Growth Index Admiral | — | — | — | $1.2M | 3.6% | |
| American Funds Bond Fund of America | — | — | — | $1.2M | 3.5% | |
| Vanguard International Growth Admiral | — | — | — | $869K | 2.6% | |
| American Funds Target Retirement Date 2025 | — | — | — | $813K | 2.4% | |
| American Funds New World Fund | — | — | — | $730K | 2.1% | |
| Nationwide Government Money Market Fund | — | — | — | $553K | 1.6% | |
| American Funds Target Retirement Date 2060 | — | — | — | $428K | 1.3% | |
| JP Morgan Large Cap Growth Fund R6 | — | — | — | $403K | 1.2% | |
| Participant Loans Int Rates 4.25% - 9.50% | — | — | — | $342K | 1.0% | |
| Vanguard Short Term Inflation Protected Securities | — | — | — | $339K | 1.0% | |
| American Funds Target Retirement Date 2065 | — | — | — | $207K | 0.6% | |
| Fidelity Advisors Freedom 2010 Fund | — | — | — | $88K | 0.3% | |
| Wells Fargo Precious Metals Fund | — | — | — | $88K | 0.3% | |
| PIMCO Total Return Fund | — | — | — | $88K | 0.3% | |
| Vanguard Windsor Admiral | — | — | — | $64K | 0.2% | |
| Nationwide Life Insurance Company BOA - Short Term Index Fixed Fund | — | — | — | $33K | <0.1% | |
| American Funds Target Retirement Date 2020 | — | — | — | $17K | <0.1% | |
| American Funds Target Retirement Date 2015 | — | — | — | $12K | <0.1% | |
| Janus Enterprise Fund | — | — | — | $3K | <0.1% | |
| PIMCO Stock Plus Interest Dlr Hedge Fund | — | — | — | $3K | <0.1% | |
| interest, collateral, par, or maturity value American Century Small Cap Growth Fund | — | — | — | $2K | <0.1% | |
| American Funds EuroPacific Growth Fund | — | — | — | $2K | <0.1% | |
| Vanguard Short Term Investment Grade Ad Fund | — | — | — | $1K | <0.1% |