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Original filing (PDF)20251010081441NAL0007360625001
ELLIS HOSPITAL
Form 5500
FILING_RECEIVED
ELLIS HOSPITAL EMPLOYEES DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,732
Accounts w/ balance
4,817
Plan assets (EOY)
$268.7M
Net assets (EOY)
$268.7M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 146% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELLIS HOSPITAL.
Plan sponsor
Name
ELLIS HOSPITAL
EIN
14-1338428
Address
1101 NOTT STREET · SCHENECTADY, NY · 12308
Phone
(518) 243-4004
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FUST CHARLES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALIC RETIREMENT SERVICES CO | 51-0396365 | — | NONE | $660K | — |
| NATIONWIDE | — | COLUMBUS, OH | NONE | $1K | — |
| CREATIVE PLAN ADMINISTRATORS INC | 14-1694851 | — | NONE | $412 | — |
Investments
40 direct securities· $265.7M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Mutual Fund - 76,261 shares | — | — | — | $36.5M | 13.6% | |
| Valic Fixed - Interest Guaranteed Investment Contract | — | — | — | $25.9M | 9.7% | |
| Victory Core Plus Int Bond Fund Mutual Fund - 2,439,264 shares | — | — | — | $22.1M | 8.2% | |
| T. Rowe Price Rtmt 2040 Mutual Fund - 654,222 shares | — | — | — | $20.0M | 7.4% | |
| Vanguard Tot Intl Stck Idx Adm Mutual Fund - 122,875 shares | — | — | — | $15.6M | 5.8% | |
| T. Rowe Price Rtmt 2030 Mutual Fund - 546,390 shares | — | — | — | $14.0M | 5.2% | |
| AllianceBern Large Cap Grwth A Mutual Fund - 108,047 shares | — | — | — | $11.8M | 4.4% | |
| Amer Europacific Growth R6 Mutual Fund - 214,060 shares | — | — | — | $11.5M | 4.3% | |
| T. Rowe Price Rtmt 2050 Mutual Fund - 563,651 shares | — | — | — | $10.7M | 4.0% | |
| Vanguard Mid Cap Index Ins Mutual Fund - 118,799 shares | — | — | — | $8.6M | 3.2% | |
| T. Rowe Price Rtmt 2035 Mutual Fund - 402,034 shares | — | — | — | $8.5M | 3.2% | |
| T. Rowe Price Rtmt 2045 Mutual Fund - 377,760 shares | — | — | — | $8.4M | 3.1% | |
| Vanguard Small Cap Institutional Mutual Fund - 72,564 shares | — | — | — | $8.4M | 3.1% | |
| T. Rowe Price Rtmt 2055 Mutual Fund - 379,457 shares | — | — | — | $7.6M | 2.8% | |
| Fidelity Small Cap Growth Mutual Fund - 58,466 shares | — | — | — | $6.3M | 2.4% | |
| DFA US Targeted Value I Mutual Fund - 178,682 shares | — | — | — | $6.1M | 2.3% | |
| T. Rowe Price Rtmt 2060 Mutual Fund - 363,755 shares | — | — | — | $6.0M | 2.2% | |
| T. Rowe Price Rtmt 2020 Mutual Fund - 307,087 shares | — | — | — | $5.7M | 2.1% | |
| T. Rowe Price Rtmt 2025 Mutual Fund - 282,239 shares | — | — | — | $4.7M | 1.7% | |
| Pimco Income Instl Mutual Fund - 439,499 shares | — | — | — | $4.6M | 1.7% | |
| Nuveen Real Estate Sec R6 Mutual Fund - 297,588 shares | — | — | — | $4.3M | 1.6% | |
| JP Morgan Equity Income R6 Mutual Fund - 133,441 shares | — | — | — | $3.9M | 1.5% | |
| T. Rowe Price Rtmt Balanced Mutual Fund - 238,213 shares | — | — | — | $3.2M | 1.2% | |
| VC I Socially Responsible Mutual Fund - 150,676 shares | — | — | — | $3.1M | 1.2% | |
| Victory Sycamore Estab Value Mutual Fund - 67,797 shares | — | — | — | $3.1M | 1.2% | |
| MFS Mid Cap Growth R6 Mutual Fund - 77,784 shares | — | — | — | $1.9M | 0.7% | |
| T. Rowe Price Rtmt 2065 Mutual Fund - 130,371 shares | — | — | — | $1.7M | 0.6% | |
| T. Rowe Price Rtmt 2015 Mutual Fund - 64,488 shares | — | — | — | $810K | 0.3% | |
| T. Rowe Price Rtmt 2010 Mutual Fund - 32,435 shares | — | — | — | $491K | 0.2% | |
| Amfds Am Bal R3 Mutual Fund - 3,408 shares | — | — | — | $116K | <0.1% | |
| Amfds Cap Wld Gr Inc R3 Mutual Fund - 361 shares | — | — | — | $23K | <0.1% | |
| Amfds Amcap R3 Mutual Fund - 474 shares | — | — | — | $19K | <0.1% | |
| Amfds Cap Inc Bldr R3 Mutual Fund - 178 shares | — | — | — | $12K | <0.1% | |
| Davis Ny Vntr A Mutual Fund - 309 shares | — | — | — | $8K | <0.1% | |
| BOA - Indexed Fixed Guaranteed Investment Contract | — | — | — | $4K | <0.1% | |
| Fidadv Free 2030A Mutual Fund - 132 shares | — | — | — | $2K | <0.1% | |
| Invsco Glbl Oppr A Mutual Fund - 9 shares ** 422 Pimco Ttl Rtn A Mutual Fund - 167 shares | — | — | — | $1K | <0.1% | |
| Fidadv Strat Inc A Mutual Fund - 101 shares | — | — | — | $1K | <0.1% | |
| NW Gov Mny Mkt R6 Mutual Fund - 2 shares ** 2 Invsco Divd Inc A Mutual Fund - 57 shares | — | — | — | $1K | <0.1% | |
| Fidadv Eq Inc A Mutual Fund - 42 shares ** 969 Fidadv Free 2025A Mutual Fund - 80 shares | — | — | — | $1K | <0.1% |