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Original filing (PDF)20251003155033NAL0001584945001
INDEPENDENCE PLUS, INC.
Form 5500
FILING_RECEIVED
INDEPENDENCE PLUS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
175
Accounts w/ balance
230
Plan assets (EOY)
$6.5M
Net assets (EOY)
$6.5M
How this plan invests
This plan
36 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INDEPENDENCE PLUS, INC..
Plan sponsor
Name
INDEPENDENCE PLUS, INC.
EIN
36-3641612
Address
800 JORIE BLVD, SUITE 100 · OAK BROOK, IL · 60523
Phone
(708) 366-4500
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DHJJ, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INS CO | 01-0233346 | — | RECORDKEEPER | $5K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL | 39-2018056 | — | RIA | $26K | — |
Investments
2 direct securities · 36 pooled funds· $6.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$6.3M
36 holdings
Uncategorized
$228K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 500 INDEX FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.2M | 18.6% | |
| AMERICAN FUNDS 2025 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $798K | 12.2% | |
| AMERICAN FUNDS 2035 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $776K | 11.9% | |
| AMERICAN FUNDS 2040 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $603K | 9.2% | |
| AMERICAN FUNDS 2030 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $493K | 7.5% | |
| AMERICAN FUNDS 2045 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $430K | 6.6% | |
| AMERICAN FUNDS 2050 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $384K | 5.9% | |
| AMERICAN FUNDS 2060 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $373K | 5.7% | |
| AMERICAN FUNDS 2020 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $369K | 5.7% | |
| AMERICAN FUNDS 2055 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $351K | 5.4% | |
| AMERICAN FUNDS 2065 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $189K | 2.9% | |
| Participant loans 4.25% - 9.50% -0- | — | — | — | $179K | 2.7% | |
| MID CAP INDEX FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $55K | 0.8% | |
| Party in Identity of Issue, Borrower, Maturity Date, Rate of Interest, Current Interest Lessor, or Similar Party Collateral, Par, or Maturity Value Cost Value Cash Accounts Cash | — | — | — | $48K | 0.7% | |
| BLUE CHIP GROWTH FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $40K | 0.6% | |
| AMERICAN FUNDS 2015 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $20K | 0.3% | |
| VANGUARD MID-CAP VALUE ETF JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $18K | 0.3% | |
| CAPITAL WORLD GROWTH & INCOME JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $18K | 0.3% | |
| JANUS HENDERSON GBL EQ INCOME JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $17K | 0.3% | |
| AF CAPITAL INCOME BUILDER JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $16K | 0.2% | |
| AF THE INCOME FUND OF AMERICA JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $15K | 0.2% | |
| INTL EQUITY INDEX FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $13K | 0.2% | |
| VANGUARD VALUE INDEX FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $13K | 0.2% | |
| JPMORGAN CORE BOND FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $12K | 0.2% | |
| THRIVENT MID CAP GROWTH FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $11K | 0.2% | |
| INVESCO SMALL CAP GROWTH JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $10K | 0.1% | |
| JOHN HANCOCK STABLE VAL JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $9K | 0.1% | |
| AMERICAN CENTURY SMALL CAP VAL JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $9K | 0.1% | |
| AMERICAN FUNDS 2010 TD JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $6K | <0.1% | |
| AMERICAN FUNDS NEW PERSPECTIVE JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $6K | <0.1% | |
| PARNASSUS CORE EQUITY FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| AMERICAN FUNDS EUROPAC GROWTH JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| LORD ABBETT CORE FIXED INCOME JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% | |
| SMALL CAP INDEX FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% | |
| JOHN HANCOCK MID CAP GROWTH JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% | |
| PIMCO REAL RETURN JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% | |
| REAL EST SECURITIES FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2K | <0.1% | |
| DFA US SMALL CAP FUND JOHN HANCOCK LIFE INS CO USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $813 | <0.1% |
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