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Original filing (PDF)20251010082102NAL0007799585001
ION TRADING, INC.
Form 5500
FILING_RECEIVED
ION GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
98% in single holding
Active participants
1,280
Accounts w/ balance
2,516
Plan assets (EOY)
$565.4M
Net assets (EOY)
$565.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: MIP CL 1 (no filing on disk)]" is 98% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ION TRADING, INC..
Plan sponsor
Name
ION TRADING, INC.
EIN
36-3080374
Address
1345 AVENUE OF THE AMERICAS · FLOOR 49 · NEW YORK, NY · 10105
Phone
(212) 906-0050
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WILKIN & GUTTENPLAN, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$172K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $75K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $62K | — |
Investments
13 direct securities · 3 pooled funds· $21.0M(4% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$20.6M
3 holdings
Uncategorized
$381K
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $20.2M | 3.6% | |
| GALLIARD STABLE RETURN FUND CORE | — | — | — | $325K | <0.1% | |
| GALLIARD STBLE RTN M WELLS FARGO BANK, N.A. · EIN 94-6751924 / PN 001 | Common Collective Trust | — | — | $325K | <0.1% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $56K | <0.1% | |
| MORLEY INCOME FUND III | — | — | — | $15K | <0.1% | |
| MORLEY INCOME FUND I | — | — | — | $9K | <0.1% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $8K | <0.1% | |
| MORLEY INCOME FUND IV | — | — | — | $5K | <0.1% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $5K | <0.1% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $4K | <0.1% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $4K | <0.1% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $2K | <0.1% | |
| ACTIVELY MANAGED FUND | — | — | — | $2K | <0.1% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $2K | <0.1% | |
| MORLEY INCOME FUND II | — | — | — | $1K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
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