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Original filing (PDF)20251010162734NAL0008479425001
BUTLER UNIVERSITY
Form 5500
FILING_RECEIVED
BUTLER UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,941
Accounts w/ balance
2,164
Plan assets (EOY)
$373.4M
Net assets (EOY)
$373.4M
How this plan invests
This plan
1 pooled trust
Schedule D
52 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BUTLER UNIVERSITY.
Plan sponsor
Name
BUTLER UNIVERSITY
EIN
35-0867977
Address
4600 SUNSET BLVD. · INDIANAPOLIS, IN · 462083443
Phone
(317) 940-9355
Industry
Educational Servicessee all
Plan administrator
Name
PENTEGRA RETIREMENT SERVICES
EIN
13-3745616
City
WHITE PLAINS, NY
Phone
(844) 367-2848
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA - TEACHERS INS & ANNUITY ASSOC | 13-1624203 | — | CUSTODIAN | $195K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANPILOT, LLC | 45-4168388 | — | TPA | $37K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS, LLP | 44-0160260 | — | AUDITOR | $31K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES, INC | 13-3745616 | — | ADMINISTRATOR | $32K | — |
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $50 | — |
Investments
51 direct securities · 1 pooled fund· $373.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$367.4M
50 holdings
Pooled Separate Account
$5.8M
1 holding
Mutual Funds
$243K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Account TIAA Traditional Nonbenefit-Responsive Account 5.25% | — | — | — | $63.4M | 17.0% | |
| Variable Annuity Accounts *CREF Stock Fund 58,728 units | — | — | $59K | $53.5M | 14.3% | |
| CREF Core Bond R4 27,645 units | — | — | $28K | $25.4M | 6.8% | |
| Vanguard Total Stock Market Index Fund 161,435 shares | — | — | $161K | $22.8M | 6.1% | |
| TIAA-CREF Lifecycle 2040-Retirement Fund 698,774 shares | — | — | $699K | $20.5M | 5.5% | |
| CREF Equity Index Fund 29,597 units | — | — | $30K | $15.2M | 4.1% | |
| American Funds EuroPacific Growth Fund 275,985 shares | — | — | $276K | $14.8M | 4.0% | |
| TIAA-CREF Lifecycle 2045-Retirement Fund 407,924 shares | — | — | $408K | $12.6M | 3.4% | |
| TIAA-CREF Lifecycle 2035-Retirement Fund 398,671 shares | — | — | $399K | $10.7M | 2.9% | |
| TIAA-CREF Lifecycle 2030-Retirement Fund 397,474 shares | — | — | $397K | $9.6M | 2.6% | |
| CREF Growth Fund 17,314 units | — | — | $17K | $9.1M | 2.4% | |
| Vanguard Institutional Index I 18,690 shares | — | — | $19K | $9.0M | 2.4% | |
| TIAA-CREF Lifecycle 2050-Retirement Fund 278,417 shares | — | — | $278K | $8.8M | 2.3% | |
| Vanguard S&P Mid-Cap 400 Index Fund Institutional Shares 20,123 shares | — | — | $20K | $8.5M | 2.3% | |
| Vanguard S&P Small-Cap 600 Index Fund Institutional Shares 19,812 shares | — | — | $20K | $8.5M | 2.3% | |
| CREF Social Choice Fund 22,631 units | — | — | $23K | $8.3M | 2.2% | |
| CREF Social Choice Fund R4 17,711 units | — | — | $18K | $6.6M | 1.8% | |
| TIAA-CREF Lifecycle 2025-Retirement Fund 293,195 shares | — | — | $293K | $6.3M | 1.7% | |
| TIAA REAL ESTATE TIAA CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $13K | $5.8M | 1.5% | |
| TIAA Traditional Annuity Account TIAA Traditional Benefit-Responsive Accent 5.50% | — | — | — | $5.6M | 1.5% | |
| CREF Stock Fund R4 40,435 units | — | — | $40K | $5.5M | 1.5% | |
| TIAA-CREF Lifecycle 2055-Retirement Fund 192,028 shares | — | — | $192K | $4.9M | 1.3% | |
| CREF Core Bond 29,555 units | — | — | $30K | $4.0M | 1.1% | |
| CREF Global Equities Fund 9,696 units | — | — | $10K | $3.4M | 0.9% | |
| PGIM High Yield Fund 659,614 shares | — | — | $660K | $3.1M | 0.8% | |
| TIAA-CREF Lifecycle 2020-Retirement Fund 163,776 shares | — | — | $164K | $3.1M | 0.8% | |
| Principal Real Estate Securities Fund 109,134 shares | — | — | $109K | $3.1M | 0.8% | |
| CREF Money Market Fund 100,288 units | — | — | $100K | $3.0M | 0.8% | |
| Vanguard Emerging Markets Stock Index Fund 77,174 shares | — | — | $77K | $2.8M | 0.8% | |
| TIAA Stable Value Account 2.82% | — | — | — | $2.4M | 0.7% | |
| Vanguard Inflation-Protected Securities Fund 97,445 shares | — | — | $97K | $2.2M | 0.6% | |
| CREF Inflation-Linked Bond Fund 25,527 units | — | — | $26K | $2.2M | 0.6% | |
| Lord Abbett Short Duration Income Fund 454,178 shares | — | — | $454K | $1.8M | 0.5% | |
| TIAA-CREF Money Market Premium Fund 1,712,757 shares | — | — | $1.7M | $1.7M | 0.5% | |
| PIMCO International Bond Fund 157,723 shares | — | — | $158K | $1.6M | 0.4% | |
| TIAA-CREF Lifecycle 2060-Retirement Fund 64,742 shares | — | — | $65K | $1.3M | 0.3% | |
| Participant Loans January 2025 to February 2031 | — | — | — | $707K | 0.2% | |
| TIAA-CREF Lifecycle 2015-Retirement Fund 39,813 shares | — | — | $40K | $677K | 0.2% | |
| Lincoln Financial Group Pooled Separate Accounts LVIP Dimensional U.S. Core Equity 1 Fund 7,533 units | — | — | $8K | $435K | 0.1% | |
| Pension Fund of the Christian Church Commingled Trust Fund various | — | — | — | $289K | <0.1% | |
| s *TIAA-CREF Lifecycle 2010-Retirement Fund 14,957 shares | Mutual Funds | — | $15K | $243K | <0.1% | |
| TIAA-CREF Lifecycle 2065-Retirement Fund 14,511 shares | — | — | $15K | $206K | <0.1% | |
| Lincoln Fixed Account 3.46% | — | — | — | $78K | <0.1% | |
| LVIP Delaware Mid Cap Value Fund 446 units | — | — | — | $28K | <0.1% | |
| LVIP T. Rowe Price Structured Mid-Cap Growth Fund 2,125 units | — | — | $2K | $19K | <0.1% | |
| LVIP Delaware Social Awareness Fund 547 units | — | — | — | $19K | <0.1% | |
| LVIP BlackRock Dividend Value Fund 1,642 units | — | — | $2K | $12K | <0.1% | |
| Fidelity VIP II Contrafund 1,278 units | — | — | $1K | $10K | <0.1% | |
| LVIP Blended Large Cap Growth Managed Volatility Fund 1,014 units | — | — | $1K | $10K | <0.1% | |
| LVIP Delaware Wealth Builder Fund 1,197 units | — | — | $1K | $9K | <0.1% | |
| LVIP Baron Growth Opportunities Fund 371 units | — | — | — | $3K | <0.1% | |
| Delaware VIP Small Cap Value Fund 394 units | — | — | — | $2K | <0.1% |